Intra-group Exemptions: Notifications and Exemption forms

Here you will find the relevant forms when notifying and applying for an exemption under EMIR.

Non-financial counterparties and financial counterparties

Non-financial counterparties and financial counterparties that exceed a specified clearing threshold shall notify ESMA and the competent authority.

Non-financial counterparties and financial counterparties that choose not to perform the calculation against specified thresholds, must also notify ESMA and the competent authority of this.

Non-financial counterparties and financial counterparties that exceed the thresholds or choose not to perform the calculation, must start clearing the transactions within 4 months of notifying ESMA and the competent authority.

Form for notification to ESMA and the Danish FSA on exceeding the clearing threshold for non-financial and financial counterparties 

Exemption from clearing obligation or reporting obligation for intra-group transactions

Intra-group transactions may qualify for an exemption from the clearing obligation, the reporting obligation and the obligation to provide collateral for bilaterally cleared trades (see more under the Clearing obligation). 

Form for notification to the Danish FSA of intra-group exemption from the clearing obligation

Form for notification to the Danish FSA of intra-group exemption from the reporting obligation

Notifications to the Danish FSA should be sent to finanstilsynet@ftnet.dk, att. Capital Market Analysis.

EMIR (REFIT) can be found here

Last updated 15-02-2024