3

  • Reprimand to Park West Asset Management LLC for not reporting net short positions in time
    Emne:
    2018, Reprimands
    The Danish Financial Supervisory Authority (Danish FSA) has on 17 October 2018 decided to reprimand Park West Asset Management LLC for violation of Article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (the short selling regulation) by failing to report net short positions to the Danish FSA on time.
  • Reprimand to Valiant Capital Management, L.P. for not reporting net short positions in time
    Emne:
    2018, Reprimands
    The Danish Financial Supervisory Authority (Danish FSA) has on 17 October 2018 decided to reprimand Valiant Capital Management, L.P. for violation of Article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (the short selling regulation) by failing to report net short positions to the Danish FSA on time.
  • Reprimand to Old Mutual Global Investors (UK) Limited for not reporting net short positions in time
    Emne:
    2018, Reprimands
    The Danish Financial Supervisory Authority (Danish FSA) has on 24 May 2018 decided to reprimand Old Mutual Global Investors (UK) Limited for violation of Article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (short selling regulation) by failing to report several net short positions to the Danish FSA.