The Danish FSA has no specific knowledge to activities in Denmark for the companies mentioned in the warnings.
Find alerts from supervisory authorities outside EU/EAA-countries via the database from The International Organization of Securities Commissions (IOSCO).
See list of warnings from previous years the menu to the left.
The list contains information about date of warning, name of the company with a warning and the country of the supervisory authority.
Warnings from supervisiory authorities in EU/EAA-countries in 2016
Date |
Company |
Country |
28.12.2016 | Broker Yard, Techofin Ltd and OCapital Lp | Italy |
28.12.2016 | Brooks Partners, Pel Ltd and S&Y Market Kft | Italy |
28.12.2016 | Altair Entertainment Nv, Payific Ltd and Capital Force Ltd | Italy |
28.12.2016 | Cumberland Capital Ltd | Italy |
28.12.2016 | Advanced Binary Technologies Ltd | Italy |
27.12.2016 | JOSE MIGUEL VARET TORRES | Spain |
27.12.2016 | FX-GOLD FXGoldSystem http://fxgoldsystem.com/ | Spain |
27.12.2016 | MARIO FRÍAS MARINA | Spain |
23.12.2016 | Horseshoe Credit Union Ltd (Clone of FCA authorised firm) | United Kingdom |
23.12.2016 | Rothschild Private Wealth (Clone of FCA Authorised Firm) | United Kingdom |
22.12.2016 | Collardi Capital Management S.A | Luxembourg |
22.12.2016 | Mulvey & Hanson LLP | United Kingdom |
21.12.2016 | Finance 2All ( clone) | United Kingdom |
21.12.2016 | Capital Bridging Finance No.1 Limited (clone) | United Kingdom |
21.12.2016 | Einstein Transfer Ltd | United Kingdom |
21.12.2016 | Graceful Motors Ltd | United Kingdom |
20.12.2016 | Coinspace LTD - http://www.coinspace.eu/ | Malta |
19.12.2016 | D. PEDRO VICENTE GARRIDO GARRIDO | Spain |
19.12.2016 | RIDGE CAPITAL MARKETS https://www.rdgcm.com | Spain |
19.12.2016 | Campton Capital Partners | United Kingdom |
19.12.2016 | Nikko-Desjardins Asset Management | Sweden |
19.12.2016 | Lexus Group | Sweden |
19.12.2016 | Tokachi Group | Sweden |
19.12.2016 | Gmi Bq Ltd | Italy |
19.12.2016 | International Partners | Italy |
19.12.2016 | Evolution Trade Lp and Revolution Markets Lp | Italy |
19.12.2016 | Dsmg Ltd and Europe Ridge Eood | Italy |
19.12.2016 | Service Merchant Corp. | Italy |
16.12.2016 | IBA Markets / International Brokers Association Markets | United Kingdom |
16.12.2016 | Sfilbank (website: www.sfilbank.com) | Luxembourg |
16.12.2016 | Penflow Ltd (clone of a UK Registered firm) | United Kingdom |
16.12.2016 | Money Matcher Ltd | United Kingdom |
13.12.2016 | GVQ Investment Funds (Dublin) plc | Irland |
13.12.2016 | Alpha Innovative Strategies Ltd | Luxembourg |
12.12.2016 | Lawson Management Group LLC | United Kingdom |
12.12.2016 | Kakao Ltd | Italy |
12.12.2016 | Pel Ltd | Italy |
12.12.2016 | Recyclix SP. Z.O.O | Italy |
09.12.2016 | Novostar Finance Co Ltd | United Kingdom |
07.12.2016 | Reinhard Hofer International / Reinhard Hofer Venture Partners (Clone of EEA authorised firm) | United Kingdom |
07.12.2016 | Ernst Hofsetter Asset Management (Clone of EEA authorised firm) | United Kingdom |
07.12.2016 | Orix Capital Trading | Netherland |
05.12.2016 | www.stockscall.com | Spain |
05.12.2016 | Solidary Markets FX (“SMFX”) http://solidarymarkets.com | Spain |
05.12.2016 | NETMARK CONSULTORES EN SOLUCIONES E INNOVACION, SL (nombre comercial CAPITAL FOREX) | Spain |
05.12.2016 | www.fb-one.com | Spain |
05.12.2016 | www.clickbanca.es | Spain |
05.12.2016 | Westburn Finance (clone of FCA authorised firm) | United Kingdom |
05.12.2016 | Totally Money (clone of FCA authorised firm) | United Kingdom |
02.12.2016 | Zimmermann Global (Clone of EEA authorised firm) | United Kingdom |
02.12.2016 | DVP Consulting GmbH (Clone of EEA authorised firm) | United Kingdom |
02.12.2016 | Miyake Gould Mergers and Acquisitions | United Kingdom |
02.12.2016 | Kojima Ventures | United Kingdom |
01.12.2016 | Rhodium Forex / WR Trade | United Kingdom |
30.11.2016 | Avalon Consultancy | United Kingdom |
30.11.2016 | Algo Capitals (clone of FCA authorised firm) | United Kingdom |
28.11.2016 | BANCO CFD http://bancocfd.com | Spain |
25.11.2016 | SSW Market Making GmbH | United Kingdom |
25.11.2016 | Pearson Global Markets / Pearson Private Clients | United Kingdom |
24.11.2016 | Search Loans Ltd | United Kingdom |
24.11.2016 | The Loan Lenders | United Kingdom |
22.11.2016 | Lawson Management Group LLC (USA) | Ireland |
22.11.2016 | Nemesis Capital Limited and Nemesis Capital Bg Limited | Italy |
21.11.2016 | Watkins Consultancy Ltd | United Kingdom |
17.11.2016 | M J Ansen (Clone of EEA authorised firm) | United Kingdom |
14.11.2016 | Go24Invest | Italy |
14.11.2016 | Piortello Ltd | Italy |
04.11.2016 | Ono Ventures (Japan) | Ireland |
03.11.2016 | Monex BMO Securities | Netherland |
02.11.2016 | Progetto Apple | Italy |
02.11.2016 | Innovative Investment Holding Ltd | Italy |
01.11.2016 | My Money Solutions | United Kingdom |
28.10.2016 | TradingBanks - Grizzly Limited | Malta |
28.10.2016 | MXTrade - Grizzly Limited | Malta |
27.10.2016 | Algebra Investments S.A. | Luxembourg |
27.10.2016 | Clayton & Fisher Advisors | United Kingdom |
25.10.2016 | Provident Capital Management | Malta |
25.10.2016 | Bradley & Nowell LLC | United Kingdom |
24.10.2016 | Maxi Services Ltd www.umarkets.com | Spain |
24.10.2016 | Financial Markets Limited https://finmarkfx.com | Spain |
24.10.2016 | SLS Trade | United Kingdom |
24.10.2016 | Farnhams Consulting Group | United Kingdom |
24.10.2016 | Pan Asia Pacific Mergers and Acquisitions | United Kingdom |
21.10.2016 | Treasury Advisory Group | United Kingdom |
21.10.2016 | Telford and Bernstein | United Kingdom |
21.10.2016 | Adexec Loans & Financial Solutions (clone) | United Kingdom |
20.10.2016 | Millionet Investment Management Limited | Luxembourg |
20.10.2016 | Titanium Wealth Management | United Kingdom |
20.10.2016 | Corpserv | United Kingdom |
18.10.2016 | Zidex Financials | Luxembourg |
18.10.2016 | Click Search Media t/a Debt Friendly (clone of FCA authorised firm) | United Kingdom |
18.10.2016 | Shaks Specialist Cars (clone of FCA authorised firm) | United Kingdom |
18.10.2016 | Prudential Consultants / Prudential Group | United Kingdom |
17.10.2016 | Vortex Assets Corporation | Italy |
17.10.2016 | Arboretix Trading Limited | Italy |
17.10.2016 | Starinv Doo | Italy |
17.10.2016 | Knight Capital Markets | United Kingdom |
14.10.2016 | Brits Finance (clone of an authorised firm) | United Kingdom |
13.10.2016 | Federated Mutual Insurance UK | United Kingdom |
13.10.2016 | Carlease Ltd (clone of an authorised firm) | United Kingdom |
13.10.2016 | Loanfactory (clone of an authorised firm) | United Kingdom |
12.10.2016 | Flexy Finance | United Kingdom |
11.10.2016 | Apex UK Loan | United Kingdom |
11.10.2016 | Knight Cover | United Kingdom |
11.10.2016 | South Finance (Clone of FCA Authorised firm) | United Kingdom |
11.10.2016 | Utility Bill Solutions | United Kingdom |
11.10.2016 |
CFI Holding Group |
Italy |
11.10.2016 | FXGlory Ltd | Italy |
07.10.2016 | Morgan Stanley / Morgan Stanley & Co Ltd (clone of an FCA authorised firm) | United Kingdom |
06.10.2016 | DMS Investment Management Services (clone of EEA authorised firm) | United Kingdom |
06.10.2016 | Alfred Lettner (clone of EEA authorised firm) | United Kingdom |
05.10.2016 | Wheaton Capital | Norway |
05.10.2016 | Integra Option | Norway |
05.10.2016 | Dodson Norwood | Norway |
05.10.2016 | Amberfield Group | Norway |
03.10.2016 | Jacob L. Callan | The Netherlands |
03.10.2016 | Kenje Group | The Netherlands |
03.10.2016 | Ashwood Finance | The Netherlands |
30.09.2016 | Corporate Loan Capital S.A. | Luxembourg |
26.09.2016 | Edgedale Finance | Italy |
26.09.2016 | Dodson Norwood | Italy |
26.09.2016 | Spring Empire Solutions Ltd | Italy |
26.09.2016 | Innovative Investment Holding Ltd | Italy |
26.09.2016 | EMEXPAY | Malta |
22.09.2016 | Loan.co.uk (clone of an authorised firm) | United Kingdom |
22.09.2016 | All UK Lenders (clone of an authorised firm) | United Kingdom |
21.09.2016 | 53option | Norway |
20.09.2016 | Global Reach Ltd | Italy |
20.09.2016 | Gettoption | Italy |
20.09.2016 | Jedi Marketing Ltd | Italy |
20.09.2016 | Tix Group Ltd | Italy |
19.09.2016 | Integrity Research Group | Sweden |
19.09.2016 | Asashi Mergers & Acquisition Group | Sweden |
19.09.2016 | Oshiro Associates | Sweden |
19.09.2016 | Arai, Endo and Associates | Sweden |
19.09.2016 | Ashwood Finance | Sweden |
16.09.2016 | Industrial and Commercial Bank of China (Europe) SA – Clone of EEA authorised firm | United Kingdom |
15.09.2016 | 3G Equity Partners (Brazil) | Ireland |
15.09.2016 | Credit Poor (clone of FCA authorised firm) | United Kingdom |
12.09.2016 | Loan In A Flash (clone of FCA authorised firm) | United Kingdom |
12.09.2016 | Touch Trades Limited | Italy |
12.09.2016 | Arboretix Trading Limited | Italy |
09.09.2016 | Chiba & Associates | United Kingdom |
09.09.2016 | Purple Loans (clone) | United Kingdom |
09.09.2016 | Charming Money Limited t/a Debt Vanish and Debt Rid | United Kingdom |
08.09.2016 | Hargreaves Lansdown (clone of FCA authorised firm) | United Kingdom |
08.09.2016 | Thomas & Johnson Consultancy | United Kingdom |
06.09.2016 | Fxmarketlive Pty Ltd | Luxembourg |
06.09.2016 | Shibata & Partners (Japan) | Ireland |
05.09.2016 | JOSE LUIS MARTIN CORDOBA | Spain |
05.09.2016 | JORGE BLANCO DOVAL | Spain |
05.09.2016 | GRUPO GARINTIA 2015, S.L | Spain |
05.09.2016 | I.S. Signal Trader Limited | Italy |
01.09.2016 | Royal Private Bank of Luxembourg | Luxembourg |
30.08.2016 | Costello & Rubin Attorneys at Law (USA) | Ireland |
26.08.2016 | IBL Markets (clone of FCA authorised firm) | United Kingdom |
24.08.2016 | Clayton & Oakley Investments (Ireland) | Ireland |
23.08.2016 | Grove Capital Advisors Ltd | United Kingdom |
22.08.2016 | JB Trade Finance (clone of FCA authorised firm) | United Kingdom |
19.08.2016 | UNITED TRADING MARKETS (UT MARKETS), CFD GLOBAL LTD. and STP MARKETS | Bulgaria |
10.08.2016 | Piper Jaffray (clone of FCA authorised firm) | United Kingdom |
10.08.2016 | Wheaton Capital Limited (clone of FCA authorised firm) | United Kingdom |
09.08.2016 | Natix Bank (Clone of FCA Authorised Firm) | United Kingdom |
08.08.2016 | CF Investment Funds (Clone of FCA Authorised Firm) | United Kingdom |
08.08.2016 | Lorenzo Cesarei | Italy |
08.08.2016 | BPJ Services | Italy |
08.08.2016 | Innovative Investment Holding Ltd | Italy |
05.08.2016 | Philippe Torres | Luxembourg |
04.08.2016 | Inter Global Limited | United Kingdom |
03.08.2016 | Natix Bank (website: www.natix-lu.com/1ww/private/) | Luxembourg |
03.08.2016 | Pan Asia Pacific Mergers & Acquisitions | Ireland |
02.08.2016 | Baumer Mansoor Financial Advisory | United Kingdom |
29.07.2016 | Kaufman Franz Wealth Management (clone of EEA authorised firm) | United Kingdom |
29.07.2016 | Costello & Rubin LLP | United Kingdom |
29.07.2016 | UBS Global Investment Management Ltd (Clone of FCA & EEA authorised firms) | United Kingdom |
27.07.2016 | Unemployed Loans | United Kingdom |
27.07.2016 | Bit Management Ltd | United Kingdom |
25.07.2016 | Homeowner Loans / Advantage Leads (clone) | United Kingdom |
20.07.2016 | Ellis & Reid Investments | Ireland |
18.07.2016 | Your Trade Choice | Spain |
18.07.2016 | Portsea Asset Management LLP (clone of FCA authorised firm) | United Kingdom |
15.07.2016 | Capita Group (USA) | Ireland |
15.07.2016 | Farnhams Consulting Group (USA) | Ireland |
14.07.2016 | 5GULDEN CORPORATION LIMITED | Hungary |
14.07.2016 | 5Gulden Corporation Ltd. | Hungary |
14.07.2016 | GS Loans (clone of FCA authorised firm) | United Kingdom |
11.07.2016 | Innovative Investment Holding Ltd | Italy |
11.07.2016 | White Rock Assets Ltd | Italy |
11.07.2016 | Thornton & Tresk/ TT Financial | United Kingdom |
08.07.2016 | Ritzcoin Technologies Inc. | Luxembourg |
08.07.2016 | Royalton Capital Group | United Kingdom |
08.07.2016 | Traditional Funds plc (www.traditionalfundsplc.com) | Ireland |
06.07.2016 | Larse Capital Ltd | Sweden |
06.07.2016 | Westgate Consulting Group | United Kingdom |
04.07.2016 | Cheshire Capital Ltd | Italy |
01.07.2016 | iClick Loans (clone of a former authorised firm) | United Kingdom |
23.06.2016 | Gruber & Taylor Co (USA) | Ireland |
23.06.2016 | Sterling Consultancy Options (clone) | United Kingdom |
23.06.2016 | Banco FX | United Kingdom |
23.06.2016 | Simple Finance (clone of FCA authorised firm) | United Kingdom |
23.06.2016 | Novus Capital Management (clone of a former FCA authorised firm) | United Kingdom |
22.06.2016 | Cannon Corporate Consultants | United Kingdom |
21.06.2016 | Ephraim Global | Sweden |
21.06.2016 | Shelden Associates | Sweden |
21.06.2016 | Mizuho Corporate Global | Sweden |
20.06.2016 | Epic Loans | United Kingdom |
20.06.2016 | TFX Traders | United Kingdom |
17.06.2016 | Nomura Levy Mergers & Acquisitions | United Kingdom |
15.06.2016 | Athos International Management BVBA/SPRL | Belgium |
13.06.2016 | Soren Moller | Luxembourg |
13.06.2016 | Locker Capital Management or Locker Global Management | Luxembourg |
13.06.2016 | Fast Loans Now (clone of an FCA authorised firm) | United Kingdom |
13.06.2016 | Fuji Credit Asset Management | The Netherlands |
13.06.2016 | Stanford Law | United Kingdom |
10.06.2016 | Cohen & Partners | United Kingdom |
07.06.2016 | Capita Consult | United Kingdom |
03.06.2016 | Bauer Schmidt & Guenter | United Kingdom |
02.06.2016 | MFG Investments (clone of FCA authorised firm) | United Kingdom |
02.06.2016 | Traditional Funds Plc (clone of FCA authorised firm) | United Kingdom |
30.05.2016 | http://tradingforex.es/ | Spain |
27.05.2016 | Schulz and Partner (clone of EEA authorised firm) | United Kingdom |
26.05.2016 | Archipel Fund (www.archipelfund.com) | Ireland |
25.05.2016 | Watters & Partners Ltd | United Kingdom |
23.05.2016 | Capstone Financial Development (Switzerland). Capstone Financial Development (Switzerland) | Ireland |
23.05.2016 | Quick Financers | United Kingdom |
23.05.2016 | Sameday Loans | United Kingdom |
23.05.2016 | Unsecured Loan Call Me (clone of FCA authorised firm) | United Kingdom |
23.05.2016 | Unsecured Loan For All / Unsecured Loan 4 All (clone of FCA authorised firm) | United Kingdom |
23.05.2016 | Grosvenor Capital / GCR Capital | United Kingdom |
17.05.2016 | Tiger Asset Management | Spain |
16.05.2016 | http://alphacmarkets.com/ | Malta |
13.05.2016 | Martin Pranz (clone of EEA authorised firm) | United Kingdom |
13.05.2016 | Sure Money UK | United Kingdom |
09.05.2016 | Financial Services Net Ltd (clone of FCA registered firm) | United Kingdom |
05.05.2016 | Falcon Asset Management | United Kingdom |
04.05.2016 | Scorpion Loans | United Kingdom |
04.05.2016 | Yamamoto International | Sweden |
04.05.2016 | Nankai Group | Sweden |
04.05.2016 | IPC Capital | Sweden |
04.05.2016 | Shaw, Edwards, Emmerson & Knight LTD LLP | Sweden |
03.05.2016 | Hans Bernauer (www.hansbernauer.com) | Ireland |
02.05.2016 | Cvc Ltd | Italy |
29.04.2016 | China Beijing Mergers & Acquisitions Corporation | United Kingdom |
29.04.2016 | GSH Solutions | United Kingdom |
28.04.2016 | Venice Forex Investment Doo | Italy |
28.04.2016 | Balmoral International Group Sa | Italy |
26.04.2016 | International Mergers LLP / International Mergers & Acquisitions LLP | United Kingdom |
25.04.2016 | Capital Trust Ventures | United Kingdom |
21.04.2016 | Carlsson and Capehart Group Ltd (USA). Carlsson and Capehart Group Ltd (USA) | Ireland |
21.04.2016 | Yamazaki Acquisition Group (Japan). Yamazaki Acquisition Group (Japan) | Ireland |
20.04.2016 | Fort Global Fund Managers (Imitating an FCA Authorised firm) | United Kingdom |
20.04.2016 | Gerard & Alterman / Gerard and Alterman (Cloning EEA authorised firm) | United Kingdom |
20.04.2016 | Carlson & Clarke Management Group | United Kingdom |
20.04.2016 | Raymund Servais (clone of EEA authorised firm) | United Kingdom |
20.04.2016 | Norbert Mach (clone of EEA authorised firm) | United Kingdom |
18.04.2016 | Velasco & Asociados | Spain |
15.04.2016 | I Cash Advance (clone of FCA authorised firm) | United Kingdom |
14.04.2016 | Rushmoor Associates | United Kingdom |
14.04.2016 | Bradley & Rogers / Bradley Rogers LLC | United Kingdom |
14.04.2016 | CJR Investments | United Kingdom |
12.04.2016 | Liberum Capital Limited (clone of FCA authorised firm) | United Kingdom |
11.04.2016 | https://www.ibamarkets.com/ | Spain |
11.04.2016 | UNITED INVESTMENT FEDERATION, S.L. | Spain |
11.04.2016 | Titan Trade Capital Limited, Dom Technology Services Ltd and Titan Trade Solutions Ltd | Italy |
11.04.2016 | Exo Capital Markets Ltd and Global Fin Service Ltd | Italy |
11.04.2016 | Russell and Partners Trust Financial Management | The Netherlands |
08.04.2016 | Best Loans Limited | United Kingdom |
08.04.2016 | Loans Today (clone of FCA authorised firm) | United Kingdom |
08.04.2016 | GS Loans (clone of FCA authorised firm) | United Kingdom |
08.04.2016 | GFS Management Limited (Clone of FCA authorised firm) | United Kingdom |
06.04.2016 | W Parker Consultants LLC | United Kingdom |
04.04.2016 | www.escueladetraders.org www.escueladetraders.es |
Spain |
04.04.2016 | https://www.belforfx.com/es http://www.isocialfx.com/es |
Spain |
29.03.2016 | Different Choice FBC Inc. | Hungary |
23.03.2016 | Cole & Rushton LLC and Ernst & Taylor LLP | Belgium |
23.03.2016 | Asia Pacific Limited | United Kingdom |
23.03.2016 | Launton Wealth (clone of EEA authorised firm’s Firm reference number) | United Kingdom |
22.03.2016 | Crown Corporate Consultants | United Kingdom |
18.03.2016 | Winton Fund Managers | United Kingdom |
18.03.2016 | Ferrier Group | United Kingdom |
18.03.2016 | Resolution Fund International (clone of FCA authorised firm) | United Kingdom |
18.03.2016 | Edward Collins Associates | United Kngdom |
17.03.2016 | Aspect fund Managers Plc | United Kingdom |
17.03.2016 | Thompson Advisors | United Kingdom |
15.03.2016 | Frans Ternier (clone of EEA authorised firm) | United Kingdom |
15.03.2016 | Evercore (clone of FCA authorised firm) | United Kingdom |
08.03.2016 | Ferrier Group (USA) | Ireland |
29.02.2016 | www.empireoption.com | Spain |
25.02.2016 | Oil & Gas Invest AG | Luxembourg |
24.02.2016 | Resolution Investments Plc (clone of FCA authorised firm) | United Kingdom |
24.02.2016 | Roland Puchta (Clone of EEA Authorised Firm) | United Kingdom |
22.02.2016 | Whitehall Capital Group | Sweden |
22.02.2016 | Reef Capital Advisors | Sweden |
22.02.2016 | FX-CI Ltd. | The Netherlands |
22.02.2016 | Osaka Financial | The Netherlands |
15.02.2016 | http://www.safeklik.com/es/ | Spain |
15.02.2016 | http://www.financika.com/home | Spain |
15.02.2016 | https://www.bktrading.com/es/ | Spain |
15.02.2016 | FIRST BUSINESS ORIENTATION, S.L. | Spain |
08.02.2016 | LandMark Trade Ltd. (IMPERIAL OPTIONS) | Spain |
08.02.2016 | Green Investment House Corp. (FXMARKER) | Spain |
08.02.2016 | Malcolm Consultancy Ltd | United Kingdom |
08.02.2016 | Millennium Capital Partners (clone of FCA authorised firm) | United Kingdom |
08.02.2016 | Mitsui Credit Global | The Netherlands |
03.02.2016 | TIGER ASSET MANAGEMENT GMBH, AUSTRIA | Bulgaria |
03.02.2016 | TIGER ASSET MANAGEMENT LLC, BULGARIA | Bulgaria |
01.02.2016 | O.S.B. CONSULTORES ASOCIADOS EN LA MISMA DIRECCION, S.L. | Spain |
25.01.2016 | Samson Capital Group | United Kingdom |
22.01.2016 | Mannex Global Corp LLC | United Kingdom |
18.01.2016 | http://www.traderfxcapital.com | Spain |
18.01.2016 | http://www.citrades.com | Spain |
18.01.2016 | Kirkwood Global | The Netherlands |
18.01.2016 | Right Capital Services | United Kingdom |
18.01.2016 | SHERMAN CONSULTANCY GROUP | United Kingdom |
18.01.2016 | KMJ Limited | The Netherlands |
15.01.2016 | JJ Bauer Asset Management | Luxembourg |
13.01.2016 | WINTON (Clone of FCA authorised firm) | United Kingdom |
12.01.2016 | RGV Holdings Ltd | Italy |
12.01.2016 | RGV Media Ltd | Italy |
12.01.2016 | Zar Forex Capital Markets Ltd | Italy |
08.01.2016 | Prusik (clone of FCA authorised firm) | United Kingdom |
07.01.2016 | Kramer and Associates Management Group LLC | United Kingdom |
05.01.2016 | KANSAI & PARTNERS | United Kingdom |