Warnings from other supervisory authorities

List of warnings issued by financial supervisory authorities in EU/EEA-countries. You can also find a link to the database of alerts from IOSCO.

The Danish FSA has no specific knowledge to activities in Denmark for the companies mentioned in the warnings.

Find alerts from supervisory authorities outside EU/EAA-countries via the database from The International Organization of Securities Commissions (IOSCO).

See list of warnings from previous years  the menu to the left.

The list contains information about date of warning, name of the company with a warning and the country of the supervisory authority.  

 Warnings from supervisiory authorities in EU/EAA-countries in 2016

Date

Company

Country

28.12.2016  Broker Yard, Techofin Ltd and OCapital Lp Italy
28.12.2016 Brooks Partners, Pel Ltd and S&Y Market Kft Italy
28.12.2016 Altair Entertainment Nv, Payific Ltd and Capital Force Ltd Italy
28.12.2016 Cumberland Capital Ltd Italy
28.12.2016 Advanced Binary Technologies Ltd Italy 
27.12.2016 JOSE MIGUEL VARET TORRES Spain
27.12.2016 FX-GOLD FXGoldSystem http://fxgoldsystem.com/ Spain
27.12.2016  MARIO FRÍAS MARINA Spain
23.12.2016 Horseshoe Credit Union Ltd (Clone of FCA authorised firm) United Kingdom 
23.12.2016 Rothschild Private Wealth (Clone of FCA Authorised Firm) United Kingdom
22.12.2016 Collardi Capital Management S.A Luxembourg
22.12.2016  Mulvey & Hanson LLP United Kingdom 
21.12.2016   Finance 2All ( clone) United Kingdom
21.12.2016   Capital Bridging Finance No.1 Limited (clone) United Kingdom 
21.12.2016    Einstein Transfer Ltd United Kingdom
21.12.2016   Graceful Motors Ltd United Kingdom 
20.12.2016  Coinspace LTD - http://www.coinspace.eu/ Malta
19.12.2016 D. PEDRO VICENTE GARRIDO GARRIDO Spain
19.12.2016  RIDGE CAPITAL MARKETS https://www.rdgcm.com Spain 
19.12.2016  Campton Capital Partners United Kingdom
19.12.2016  Nikko-Desjardins Asset Management Sweden
19.12.2016  Lexus Group Sweden
19.12.2016  Tokachi Group Sweden
19.12.2016  Gmi Bq Ltd Italy
19.12.2016   International Partners Italy
19.12.2016   Evolution Trade Lp and Revolution Markets Lp Italy
19.12.2016   Dsmg Ltd and Europe Ridge Eood Italy
19.12.2016   Service Merchant Corp. Italy
16.12.2016   IBA Markets / International Brokers Association Markets United Kingdom
16.12.2016   Sfilbank (website: www.sfilbank.com) Luxembourg
16.12.2016    Penflow Ltd (clone of a UK Registered firm) United Kingdom
16.12.2016   Money Matcher Ltd United Kingdom
13.12.2016  GVQ Investment Funds (Dublin) plc Irland
13.12.2016  Alpha Innovative Strategies Ltd Luxembourg
12.12.2016  Lawson Management Group LLC United Kingdom
12.12.2016  Kakao Ltd Italy
12.12.2016  Pel Ltd Italy
12.12.2016  Recyclix SP. Z.O.O Italy
09.12.2016  Novostar Finance Co Ltd United Kingdom
07.12.2016  Reinhard Hofer International / Reinhard Hofer Venture Partners (Clone of EEA authorised firm) United Kingdom
07.12.2016   Ernst Hofsetter Asset Management (Clone of EEA authorised firm) United Kingdom
07.12.2016  Orix Capital Trading Netherland
05.12.2016 www.stockscall.com Spain
05.12.2016 Solidary Markets FX (“SMFX”) http://solidarymarkets.com Spain
05.12.2016 NETMARK CONSULTORES EN SOLUCIONES E INNOVACION, SL (nombre comercial CAPITAL FOREX) Spain
05.12.2016 www.fb-one.com Spain
05.12.2016  www.clickbanca.es Spain
05.12.2016 Westburn Finance (clone of FCA authorised firm) United Kingdom
05.12.2016 Totally Money (clone of FCA authorised firm) United Kingdom
02.12.2016 Zimmermann Global (Clone of EEA authorised firm) United Kingdom
02.12.2016 DVP Consulting GmbH (Clone of EEA authorised firm) United Kingdom
02.12.2016 Miyake Gould Mergers and Acquisitions United Kingdom
02.12.2016  Kojima Ventures United Kingdom
01.12.2016 Rhodium Forex / WR Trade United Kingdom
30.11.2016  Avalon Consultancy United Kingdom 
30.11.2016 Algo Capitals (clone of FCA authorised firm) United Kingdom
28.11.2016  BANCO CFD http://bancocfd.com Spain
25.11.2016 SSW Market Making GmbH United Kingdom
25.11.2016  Pearson Global Markets / Pearson Private Clients United Kingdom 
24.11.2016 Search Loans Ltd United Kingdom
24.11.2016 The Loan Lenders United Kingdom
22.11.2016 Lawson Management Group LLC (USA) Ireland
22.11.2016 Nemesis Capital Limited and Nemesis Capital Bg Limited Italy
21.11.2016  Watkins Consultancy Ltd United Kingdom 
17.11.2016 M J Ansen (Clone of EEA authorised firm) United Kingdom
14.11.2016 Go24Invest Italy
14.11.2016 Piortello Ltd Italy
04.11.2016 Ono Ventures (Japan) Ireland
03.11.2016  Monex BMO Securities Netherland
02.11.2016 Progetto Apple Italy
02.11.2016  Innovative Investment Holding Ltd Italy
01.11.2016   My Money Solutions United Kingdom
28.10.2016   TradingBanks - Grizzly Limited Malta
28.10.2016   MXTrade - Grizzly Limited Malta
27.10.2016   Algebra Investments S.A. Luxembourg
27.10.2016   Clayton & Fisher Advisors United Kingdom
25.10.2016   Provident Capital Management Malta
25.10.2016   Bradley & Nowell LLC United Kingdom
24.10.2016   Maxi Services Ltd www.umarkets.com Spain
24.10.2016    Financial Markets Limited https://finmarkfx.com Spain
24.10.2016   SLS Trade United Kingdom
24.10.2016    Farnhams Consulting Group United Kingdom
24.10.2016   Pan Asia Pacific Mergers and Acquisitions United Kingdom
21.10.2016  Treasury Advisory Group United Kingdom
21.10.2016  Telford and Bernstein United Kingdom
21.10.2016  Adexec Loans & Financial Solutions (clone) United Kingdom
20.10.2016  Millionet Investment Management Limited Luxembourg
20.10.2016   Titanium Wealth Management United Kingdom
20.10.2016  Corpserv United Kingdom
18.10.2016 Zidex Financials Luxembourg
18.10.2016 Click Search Media t/a Debt Friendly (clone of FCA authorised firm) United Kingdom
18.10.2016 Shaks Specialist Cars (clone of FCA authorised firm) United Kingdom
18.10.2016 Prudential Consultants / Prudential Group United Kingdom
17.10.2016  Vortex Assets Corporation Italy
17.10.2016   Arboretix Trading Limited Italy
17.10.2016   Starinv Doo  Italy
17.10.2016  Knight Capital Markets United Kingdom
14.10.2016 Brits Finance (clone of an authorised firm) United Kingdom
13.10.2016 Federated Mutual Insurance UK United Kingdom
13.10.2016 Carlease Ltd (clone of an authorised firm) United Kingdom
13.10.2016  Loanfactory (clone of an authorised firm) United Kingdom
12.10.2016 Flexy Finance United Kingdom
11.10.2016 Apex UK Loan United Kingdom
11.10.2016 Knight Cover United Kingdom
11.10.2016 South Finance (Clone of FCA Authorised firm) United Kingdom
11.10.2016 Utility Bill Solutions United Kingdom
11.10.2016 

CFI Holding Group

Italy
11.10.2016  FXGlory Ltd Italy
07.10.2016 Morgan Stanley / Morgan Stanley & Co Ltd (clone of an FCA authorised firm) United Kingdom
06.10.2016 DMS Investment Management Services (clone of EEA authorised firm) United Kingdom
06.10.2016 Alfred Lettner (clone of EEA authorised firm) United Kingdom
05.10.2016 Wheaton Capital Norway
05.10.2016 Integra Option Norway
05.10.2016 Dodson Norwood Norway
05.10.2016  Amberfield Group Norway
03.10.2016 Jacob L. Callan The Netherlands
03.10.2016 Kenje Group The Netherlands
03.10.2016 Ashwood Finance The Netherlands
30.09.2016 Corporate Loan Capital S.A. Luxembourg
26.09.2016 Edgedale Finance Italy
26.09.2016 Dodson Norwood Italy
26.09.2016 Spring Empire Solutions Ltd Italy
26.09.2016  Innovative Investment Holding Ltd Italy
26.09.2016 EMEXPAY Malta
22.09.2016 Loan.co.uk (clone of an authorised firm) United Kingdom
22.09.2016 All UK Lenders (clone of an authorised firm) United Kingdom
21.09.2016 53option Norway
20.09.2016 Global Reach Ltd Italy
20.09.2016 Gettoption Italy
20.09.2016  Jedi Marketing Ltd Italy
20.09.2016    Tix Group Ltd Italy
19.09.2016   Integrity Research Group Sweden 
19.09.2016  Asashi Mergers & Acquisition Group Sweden
19.09.2016  Oshiro Associates Sweden
19.09.2016  Arai, Endo and Associates Sweden
19.09.2016  Ashwood Finance Sweden
16.09.2016  Industrial and Commercial Bank of China (Europe) SA – Clone of EEA authorised firm United Kingdom
15.09.2016  3G Equity Partners (Brazil) Ireland
15.09.2016  Credit Poor (clone of FCA authorised firm) United Kingdom
12.09.2016  Loan In A Flash (clone of FCA authorised firm) United Kingdom
12.09.2016  Touch Trades Limited  Italy
12.09.2016  Arboretix Trading Limited Italy
09.09.2016 Chiba & Associates United Kingdom
09.09.2016  Purple Loans (clone) United Kingdom
09.09.2016  Charming Money Limited t/a Debt Vanish and Debt Rid United Kingdom
08.09.2016  Hargreaves Lansdown (clone of FCA authorised firm) United Kingdom 
08.09.2016   Thomas & Johnson Consultancy  United Kingdom
06.09.2016  Fxmarketlive Pty Ltd Luxembourg
06.09.2016 Shibata & Partners (Japan) Ireland 
05.09.2016   JOSE LUIS MARTIN CORDOBA Spain
05.09.2016  JORGE BLANCO DOVAL Spain
05.09.2016  GRUPO GARINTIA 2015, S.L Spain
05.09.2016  I.S. Signal Trader Limited Italy
01.09.2016 Royal Private Bank of Luxembourg Luxembourg
30.08.2016 Costello & Rubin Attorneys at Law (USA) Ireland
26.08.2016 IBL Markets (clone of FCA authorised firm) United Kingdom
24.08.2016  Clayton & Oakley Investments (Ireland) Ireland 
23.08.2016 Grove Capital Advisors Ltd United Kingdom
22.08.2016 JB Trade Finance (clone of FCA authorised firm) United Kingdom  
19.08.2016  UNITED TRADING MARKETS (UT MARKETS), CFD GLOBAL LTD. and STP MARKETS Bulgaria
10.08.2016 Piper Jaffray (clone of FCA authorised firm) United Kingdom
10.08.2016 Wheaton Capital Limited (clone of FCA authorised firm) United Kingdom
09.08.2016  Natix Bank (Clone of FCA Authorised Firm) United Kingdom  
08.08.2016  CF Investment Funds (Clone of FCA Authorised Firm) United Kingdom
08.08.2016 Lorenzo Cesarei Italy
08.08.2016 BPJ Services Italy
08.08.2016 Innovative Investment Holding Ltd Italy
05.08.2016 Philippe Torres Luxembourg
04.08.2016 Inter Global Limited United Kingdom
03.08.2016 Natix Bank (website: www.natix-lu.com/1ww/private/) Luxembourg
03.08.2016 Pan Asia Pacific Mergers & Acquisitions Ireland
02.08.2016 Baumer Mansoor Financial Advisory United Kingdom
29.07.2016 Kaufman Franz Wealth Management (clone of EEA authorised firm) United Kingdom
29.07.2016 Costello & Rubin LLP United Kingdom
29.07.2016 UBS Global Investment Management Ltd (Clone of FCA & EEA authorised firms) United Kingdom
27.07.2016 Unemployed Loans United Kingdom
27.07.2016 Bit Management Ltd United Kingdom
25.07.2016 Homeowner Loans / Advantage Leads (clone) United Kingdom
20.07.2016 Ellis & Reid Investments Ireland
18.07.2016 Your Trade Choice Spain
18.07.2016 Portsea Asset Management LLP (clone of FCA authorised firm) United Kingdom
15.07.2016 Capita Group (USA) Ireland
15.07.2016 Farnhams Consulting Group (USA) Ireland
14.07.2016 5GULDEN CORPORATION LIMITED Hungary
14.07.2016 5Gulden Corporation Ltd. Hungary
14.07.2016 GS Loans (clone of FCA authorised firm) United Kingdom
11.07.2016 Innovative Investment Holding Ltd Italy
11.07.2016 White Rock Assets Ltd Italy
11.07.2016 Thornton & Tresk/ TT Financial United Kingdom
08.07.2016 Ritzcoin Technologies Inc. Luxembourg
08.07.2016 Royalton Capital Group United Kingdom
08.07.2016 Traditional Funds plc (www.traditionalfundsplc.com) Ireland
06.07.2016 Larse Capital Ltd Sweden
06.07.2016 Westgate Consulting Group United Kingdom
04.07.2016 Cheshire Capital Ltd Italy
01.07.2016 iClick Loans (clone of a former authorised firm) United Kingdom
23.06.2016 Gruber & Taylor Co (USA) Ireland
23.06.2016 Sterling Consultancy Options (clone) United Kingdom
23.06.2016 Banco FX United Kingdom
23.06.2016 Simple Finance (clone of FCA authorised firm) United Kingdom
23.06.2016 Novus Capital Management (clone of a former FCA authorised firm) United Kingdom
22.06.2016 Cannon Corporate Consultants United Kingdom
21.06.2016 Ephraim Global Sweden
21.06.2016 Shelden Associates Sweden
21.06.2016 Mizuho Corporate Global Sweden
20.06.2016 Epic Loans United Kingdom
20.06.2016 TFX Traders United Kingdom
17.06.2016 Nomura Levy Mergers & Acquisitions United Kingdom
15.06.2016 Athos International Management BVBA/SPRL Belgium
13.06.2016 Soren Moller Luxembourg
13.06.2016 Locker Capital Management or Locker Global Management Luxembourg
13.06.2016 Fast Loans Now (clone of an FCA authorised firm) United Kingdom
13.06.2016 Fuji Credit Asset Management The Netherlands
13.06.2016 Stanford Law United Kingdom
10.06.2016 Cohen & Partners United Kingdom
07.06.2016 Capita Consult United Kingdom
03.06.2016 Bauer Schmidt & Guenter United Kingdom
02.06.2016 MFG Investments (clone of FCA authorised firm) United Kingdom
02.06.2016 Traditional Funds Plc (clone of FCA authorised firm) United Kingdom
30.05.2016 http://tradingforex.es/ Spain
27.05.2016 Schulz and Partner (clone of EEA authorised firm) United Kingdom
26.05.2016 Archipel Fund (www.archipelfund.com) Ireland
25.05.2016 Watters & Partners Ltd United Kingdom
23.05.2016 Capstone Financial Development (Switzerland). Capstone Financial Development (Switzerland) Ireland
23.05.2016 Quick Financers United Kingdom
23.05.2016 Sameday Loans United Kingdom
23.05.2016 Unsecured Loan Call Me (clone of FCA authorised firm) United Kingdom
23.05.2016 Unsecured Loan For All / Unsecured Loan 4 All (clone of FCA authorised firm) United Kingdom
23.05.2016 Grosvenor Capital / GCR Capital United Kingdom
17.05.2016 Tiger Asset Management Spain
16.05.2016 http://alphacmarkets.com/ Malta
13.05.2016 Martin Pranz (clone of EEA authorised firm) United Kingdom
13.05.2016 Sure Money UK United Kingdom
09.05.2016 Financial Services Net Ltd (clone of FCA registered firm) United Kingdom
05.05.2016 Falcon Asset Management United Kingdom
04.05.2016 Scorpion Loans United Kingdom
04.05.2016 Yamamoto International Sweden
04.05.2016 Nankai Group Sweden
04.05.2016 IPC Capital Sweden
04.05.2016 Shaw, Edwards, Emmerson & Knight LTD LLP Sweden
03.05.2016 Hans Bernauer (www.hansbernauer.com) Ireland
02.05.2016 Cvc Ltd Italy
29.04.2016 China Beijing Mergers & Acquisitions Corporation United Kingdom
29.04.2016 GSH Solutions United Kingdom
28.04.2016 Venice Forex Investment Doo Italy
28.04.2016 Balmoral International Group Sa Italy
26.04.2016 International Mergers LLP / International Mergers & Acquisitions LLP United Kingdom
25.04.2016 Capital Trust Ventures United Kingdom
21.04.2016 Carlsson and Capehart Group Ltd (USA). Carlsson and Capehart Group Ltd (USA) Ireland
21.04.2016 Yamazaki Acquisition Group (Japan). Yamazaki Acquisition Group (Japan) Ireland
20.04.2016 Fort Global Fund Managers (Imitating an FCA Authorised firm) United Kingdom
20.04.2016 Gerard & Alterman / Gerard and Alterman (Cloning EEA authorised firm) United Kingdom
20.04.2016 Carlson & Clarke Management Group United Kingdom
20.04.2016 Raymund Servais (clone of EEA authorised firm) United Kingdom
20.04.2016 Norbert Mach (clone of EEA authorised firm) United Kingdom
18.04.2016 Velasco & Asociados Spain
15.04.2016 I Cash Advance (clone of FCA authorised firm) United Kingdom
14.04.2016 Rushmoor Associates United Kingdom
14.04.2016 Bradley & Rogers / Bradley Rogers LLC United Kingdom
14.04.2016 CJR Investments United Kingdom
12.04.2016 Liberum Capital Limited (clone of FCA authorised firm) United Kingdom
11.04.2016 https://www.ibamarkets.com/ Spain
11.04.2016 UNITED INVESTMENT FEDERATION, S.L. Spain
11.04.2016 Titan Trade Capital Limited, Dom Technology Services Ltd and Titan Trade Solutions Ltd Italy
11.04.2016 Exo Capital Markets Ltd and Global Fin Service Ltd Italy
11.04.2016 Russell and Partners Trust Financial Management The Netherlands
08.04.2016 Best Loans Limited United Kingdom
08.04.2016 Loans Today (clone of FCA authorised firm) United Kingdom
08.04.2016 GS Loans (clone of FCA authorised firm) United Kingdom
08.04.2016 GFS Management Limited (Clone of FCA authorised firm) United Kingdom
06.04.2016 W Parker Consultants LLC United Kingdom
04.04.2016 www.escueladetraders.org
www.escueladetraders.es
Spain
04.04.2016 https://www.belforfx.com/es
http://www.isocialfx.com/es
Spain
29.03.2016 Different Choice FBC Inc. Hungary
23.03.2016 Cole & Rushton LLC and Ernst & Taylor LLP Belgium
23.03.2016 Asia Pacific Limited United Kingdom
23.03.2016 Launton Wealth (clone of EEA authorised firm’s Firm reference number) United Kingdom
22.03.2016 Crown Corporate Consultants United Kingdom
18.03.2016 Winton Fund Managers United Kingdom
18.03.2016 Ferrier Group United Kingdom
18.03.2016 Resolution Fund International (clone of FCA authorised firm) United Kingdom
18.03.2016 Edward Collins Associates United Kngdom
17.03.2016 Aspect fund Managers Plc United Kingdom
17.03.2016 Thompson Advisors United Kingdom
15.03.2016 Frans Ternier (clone of EEA authorised firm) United Kingdom
15.03.2016 Evercore (clone of FCA authorised firm) United Kingdom
08.03.2016 Ferrier Group (USA) Ireland
29.02.2016 www.empireoption.com Spain
25.02.2016 Oil & Gas Invest AG Luxembourg
24.02.2016 Resolution Investments Plc (clone of FCA authorised firm) United Kingdom
24.02.2016 Roland Puchta (Clone of EEA Authorised Firm) United Kingdom
22.02.2016 Whitehall Capital Group Sweden
22.02.2016 Reef Capital Advisors Sweden
22.02.2016 FX-CI Ltd. The Netherlands
22.02.2016 Osaka Financial The Netherlands
15.02.2016 http://www.safeklik.com/es/ Spain
15.02.2016 http://www.financika.com/home Spain
15.02.2016 https://www.bktrading.com/es/ Spain
15.02.2016 FIRST BUSINESS ORIENTATION, S.L. Spain
08.02.2016 LandMark Trade Ltd. (IMPERIAL OPTIONS) Spain
08.02.2016 Green Investment House Corp. (FXMARKER) Spain
08.02.2016 Malcolm Consultancy Ltd United Kingdom
08.02.2016 Millennium Capital Partners (clone of FCA authorised firm) United Kingdom
08.02.2016 Mitsui Credit Global The Netherlands
03.02.2016 TIGER ASSET MANAGEMENT GMBH, AUSTRIA Bulgaria
03.02.2016 TIGER ASSET MANAGEMENT LLC, BULGARIA Bulgaria
01.02.2016 O.S.B. CONSULTORES ASOCIADOS EN LA MISMA DIRECCION, S.L. Spain
25.01.2016 Samson Capital Group United Kingdom
22.01.2016 Mannex Global Corp LLC United Kingdom
18.01.2016 http://www.traderfxcapital.com Spain
18.01.2016 http://www.citrades.com Spain
18.01.2016 Kirkwood Global The Netherlands
18.01.2016 Right Capital Services United Kingdom
18.01.2016 SHERMAN CONSULTANCY GROUP United Kingdom
18.01.2016 KMJ Limited The Netherlands
15.01.2016 JJ Bauer Asset Management Luxembourg
13.01.2016 WINTON (Clone of FCA authorised firm) United Kingdom
12.01.2016 RGV Holdings Ltd Italy
12.01.2016 RGV Media Ltd Italy
12.01.2016 Zar Forex Capital Markets Ltd Italy
08.01.2016 Prusik (clone of FCA authorised firm) United Kingdom
07.01.2016 Kramer and Associates Management Group LLC United Kingdom
05.01.2016 KANSAI & PARTNERS United Kingdom