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Guidelines


Guideline
no. 9451 of
20 June 2007 		Guidelines on adequate base capital and individual solvency needs
in pursuance of section 16 of the Executive Order on Solvency and
Operating Plans for Insurance Companies (pdf)
Guideline
no. 10116 of
22 December 2006		 Guidelines for Insurance Undertakings pursuant to section 71(1),
nos. 1-8 of the Financial Business Act (pdf)
Guidelines
no. 9659 of
14 October 2005
(Excluding minor
amendments) 		Guidelines for Investment Companies pursuant
to section 71(1), nos. 1-3 and 5 of the Financial
Business Act
Guidelines
no. 9688 of
4 November 2005
(Excluding minor
amendments) 		Guidelines for Mortgage-Credit Institutions
pursuant to section 71(1), nos. 1-3 and 5 of
the Financial Business Act
Guidelines
no. 9685 of
4 November 2005 		Guidelines for Investment Associations,
Special-Purpose Associations, Hedge Associations
and Approved Restricted Associations pursuant
to section 37(1), nos. 1-3 and 5 of the Investment
Associations and Special-Purpose Associations
as well as other Collective Investment Schemes
etc. Act
Guidelines
no. 9684 of
4 November 2005
(Excluding minor
amendments) 		Guidelines for Investment Management Companies
pursuant to Section 71(1), nos 1-3 and
5 of the Financial Business Act
Guidelines
no. 9681 of
4 November 2005
(Excluding minor
amendments) 		Guidelines for Banks pursuant to section 71(1),
nos. 1-3 and 5 of the Financial Business Act
Guidelines
no. 9680 of
4 November 2005
(Excluding minor
amendments) 		Guidelines for Insurance Undertakings pursuant to
section 71(1), nos. 1-3 and 5 of the
Financial Business Act
Guidelines
no. 9664 of
26. October 2005
(Excluding minor
amendments) 		Guidelines on the Technical Basis etc. for Campany
Pension Funds
Guidelines
no. 9635 of
14 October 2005 		Guidelines for company pension funds pursuant to
section 21a(1), nos. 1 - 3 and 5 of the
Supervision of Company Pension Funds Act
Guidelines
no. 9473 of
27 July 2005 		Guidelines on requirements in financial legislation
for fitness and propriety of members of boards of
management and boards of directors and
requirements for approval of owners of qualifying
interests
Consultative
Guidelines
no. 9377 of
30 June 2005
(Excluding minor
amendments) 		Calculation of Solvency Need - Consultative
Guidelines in accordance with sections 124(3)
and 125(5) of the Financial Business Act
Guidelines
no. 9685 of
20 December
2004 		Guidelines for the Executive Order on Good
Business Practice for Financial Undertakings
Guidelines
no. 9684 of
17 December
2004
(Excluding minor
amendments) 		Guidelines on market discipline and reporting of
regulations for the own funds' part of the realised
results in life-assurance companies and lateral
pension funds (nationwide occupational pension
funds)
Guideline on
Reporting Forms of
25 February 2004 		Guidelines on Reporting Forms for Information on
Capital Position and Risks in Life-Assurance
Companies, Non-Life Insurance Companies,
Reinsurance Companies, Lateral Pension Funds
(Nationwide Occupational Pension Funds) and
Industrial Injury Insurance Companies

Guideline on IT
control and security

 Guidelines on IT control and security

List of securities

 List of securities which conform to the conditions in
Article 22(4) of the UCITS Directive

Guidelines
no. 18 of
7 February 1991

Guidelines on Application for Licenses by Company
Pension Funds

Guidelines
no. 9086 of
21 January 2004
(Excluding minor
amendments)

Guidelines regarding the content of the report of
the appointed actuary

Circular
no. 10014 of
25. September
1981

Circular on term disablement annuity benefits and
the position of such contracts in the classification
of life-assurance activities which must not be
combined with other insurance activities in the
same insurance company

Circular Letter
no. 10032 of
24 November 1983

Circular Letter on Life-Assurance and
Pension-Insurance Companies on their Access to
Participation in International Pooling Arrangements

Guidelines
no. 9557 of
29 September
2004

Guidelines regarding the Content of the Appointed
Actuary's Report for Indirect Life Assurance

Created  22.06.2009  Edited  04.06.2010

Finanstilsynet
(Danish FSA)

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2100 Copenhagen

Denmark

Phone: +45 33 55 82 82

Fax: +45 33 55 82 00

Finanstilsynet@ftnet.dk

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