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Executive Orders - stock exchange area

Translated Executive Orders

Number & date

Name
Executive order
no. 769 of
27 June 2011		 Executive Order on Good Business Practice for Financial Undertakings, investment associations etc. (pdf)
Executive Order
no. 1347 of
3 December 2010		 Executive Order on countries and territories that are considered to be a high risk for money laundering or financing of terrorism (the FATF list) (pdf)
Executive Order
no. 1304 of
25 November 2010		 Executive Order on outsourcing significant areas of activity (pdf)
Executive Order no. 964 of 30 September 2009 Executive Order on Investor Protection in connection with Securities Trading (pdf)
Executive Order
no. 277 of
3 April 2009		 Executive Order on calculation of qualifying interests (pdf)
Executive Order
no. 1004 of
10 October 2008		 Executive Order on short-selling (pdf)
Executive Order
no. 1234 of
22 October 2007 		Executive Order on the Production and Dissemination to the Public of Certain Investment Analyses (pdf)
Executive Order no. 1232 of
22 October 2007		 Executive Order on the Prospectus to be Published for Securities Admitted to Trading on a Regulated Market and for Offers to the Public of Securities of more than EUR 2,500,000 (pdf)
Executive Order no. 1231 of
22 October 2007		 Executive Order on Prospectuses for Public Offers of Certain Securities between EUR 100,000 and EUR 2,500,000 (pdf)
Executive Order
no. 1228 of
22 October 2007
(Excluding minor
amendments) 		Executive Order on Takeover Bids (pdf)
Executive Order
no. 1224 of
22 October 2007
(Excluding minor
amendments)		 Excecutive Order on Auditing Financial Undertakings etc. as well as Financial Groups (pdf)
Executive Order
no. 1179 of
11 October 2007 		Executive Order on notice, notification and public disclosure of managers' transactions, lists of insiders, notification of suspicious transactions, signals of market manipulation and accepted market practices (Executive Order on market abuse) (pdf)
Executive Order
no. 1189 of
10 October 2007 		Executive Order on Reporting of Transactions in Securities (pdf)
Executive Order
no. 1172 of
9 October 2007 		Executive Order on Issuer's Duty to Provide Information (pdf)
Executive Order
no. 1069 of
4 September 2007 		Executive Order on Conditions for Admission of Securities to Official Listing (pdf)
Executive Order
no. 809 of
29 June 2007 		Executive Order on Investor Protection in connection with Securities Trading (pdf)
Executive Order
no. 274 of
21 March 2007
(Excluding minor
amendments) 		Executive Order on Major Shareholders (pdf)
Executive Order
no. 213 of
5 March 2007 		Executive Order on Execution of Orders by Securities Dealers (pdf)
Executive Order
no. 66 of
18 January 2005		 Executive Order on the Rules of Procedure for the Danish Securities Council (pdf)
Executive Order
no. 1363 of
15 December 2004
(Excluding minor
amendments)		 Executive Order on the rules of Procedure for the Financial Business Council (pdf)
Executive Order
no. 938 of
16 September 2004
(Excluding minor
amendments)		 Executive Order on the Natural and Legal Persons Permitted
to Carry Out Services in connection with Securities Trading on a Commercial Basis without a License under the Financial Business Act (pdf)
Executive Order
no. 904 of
1 September 2004 		Executive Order on Intra-Group Transactions (pdf)
Executive Order
no. 979 of
4 December 2003 		Authorisation procedure for Foreign Credit Institutions and Investment Firms which have been authorised in a Country outside the European Union with which the Community has not entered into an Agreement for the Financial Area and which intend to carry out Investment Service in Denmark (pdf)
Executive Order
no. 961 of
1 December 2003		 Executive Order on the Danish Commerce and Companies Agency's Publication of Prospectuses in connection with First Public Offers of Certain Securities (pdf)
Executive Order
no. 344 of
15 May 2003		 Executive Order on the entry into force of the Securities Trading, etc. Act (pdf)
Executive Order
no. 1001 of
7 December 2001		 Executive Order on Performance of the Systems Audits at Central Securities Depositories (pdf)
Executive Order
no. 429 of
28 May 2001
(Excluding minor
amendments)		 Executive Order on Good Securities Trading Practices for Trading in Certain Securities (pdf)
Executive Order
no. 414 of
21 May 2001
(Excluding minor
amendments)		 Executive Order on Reporting of Transactions involving Securities Listed on a Stock Exchange (pdf)
Executive Order
no. 1143 of
14 December 2000		 Executive Order on the Entry into Force of the Act on the Amendment of the Securities Trading, etc. Act (pdf)
Executive Order
no. 1140 of
14 December 2000
(Excluding minor
amendments)		 Executive Order on the Access to Membership of a Stock Exchange for others than Securities Dealers and Danmarks Nationalbank (Denmark's central bank) (pdf)
Statutory Order
no. 868 of
25 November 1997
(Excluding minor
amendments)		 Statutory Order on Speculative Transactions (pdf)
Executive Order
no. 207 of
17 March 1997		 Executive Order on the Entry into Force of the Securities Trading, etc. Act (pdf)
Executive Order
no. 331 of
23 April 1996
(Excluding minor
amendments)		 Executive Order on the Conditions for the Admission of Securities
to Stock-Exchange Listing (pdf)


 

 

Created  22.06.2009  Edited  20.10.2011

Finanstilsynet
(Danish FSA)

Aarhusgade 110

2100 Copenhagen

Denmark

Phone: +45 33 55 82 82

Fax: +45 33 55 82 00 (out of order)

Finanstilsynet@ftnet.dk

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