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Executive Orders - securities area

Translated Executive Orders

Number & date

Name

Executive order
no. 676 of
26 June 2012
Executive Order on natural and legal persons able to carry out services in connection with securities trading on a commercial basis without a licence under the Financial Business Act (pdf)
Executive Order
no. 668 of
25 June 2012
Executive Order on Major Shareholders (pdf)
Executive Order
no. 657 of
22 June 2012
Executive Order on Issuers' Duty to Provide Information (pdf)
Executive Order
no. 644 of
19 June 2012
Executive Order on Prospectuses for Offers to the Public of Certain Securities between EUR 1,000,000 and EUR 5,000,000 (pdf)
Executive Order
no. 643 of
19 June 2012
Executive Order on Prospectuses for Securities Admitted to Trading on a Regulated Market and for Offers to the Public of Securities of more than EUR 5,000,000 (pdf)
Executive Order
no. 932 of
26 August 2011
Executive Order on Reporting of Transactions in Securities (pdf)
Executive Order
no. 769 of
27 June 2011
Executive Order on Good Business Practice for Financial Undertakings, investment associations etc. (pdf)
Executive Order
no. 1304 of
25 November 2010
Executive Order on outsourcing significant areas of activity (pdf)
Executive Order
no. 221 of
10 March 2010
Executive Order on Takeover Bids (pdf)

Executive Order
no. 964 of
30 September 2009
(Excluding minor amendments)

Executive Order on Investor Protection in connection with Securities Trading (pdf)
Executive Order
no. 277 of
3 April 2009
Executive Order on calculation of qualifying interests (pdf)
Executive Order
no. 1004 of
10 October 2008
Executive Order on short-selling (pdf)
Executive Order
no. 1234 of
22 October 2007
Executive Order on the Production and Dissemination to the Public of Certain Investment Analyses (pdf)
Executive Order
no. 1224 of
22 October 2007
(Excluding minor
amendments)
Excecutive Order on Auditing Financial Undertakings etc. as well as Financial Groups (pdf)
Executive Order
no. 1179 of
11 October 2007
Executive Order on notice, notification and public disclosure of managers' transactions, lists of insiders, notification of suspicious transactions, signals of market manipulation and accepted market practices (Executive Order on market abuse) (pdf)
Executive Order
no. 1069 of
4 September 2007
Executive Order on Conditions for Admission of Securities to Official Listing (pdf)
Executive Order
no. 213 of
5 March 2007
(Excluding minor
amendments)
 
Executive Order on Execution of Orders by Securities Dealers (pdf)
Executive Order
no. 904 of
1 September 2004
Executive Order on Intra-Group Transactions (pdf)
Executive Order
no. 979 of
4 December 2003
Authorisation procedure for Foreign Credit Institutions and Investment Firms which have been authorised in a Country outside the European Union with which the Community has not entered into an Agreement for the Financial Area and which intend to carry out Investment Service in Denmark (pdf)
Executive Order
no. 961 of
1 December 2003
Executive Order on the Danish Commerce and Companies Agency's Publication of Prospectuses in connection with First Public Offers of Certain Securities (pdf)
Executive Order
no. 1001 of
7 December 2001
Executive Order on Performance of the Systems Audits at Central Securities Depositories (pdf)


 

 

Created  06.07.2012  Edited  12.04.2013