Search

Executive Orders - investment area

Translated Executive Orders

Number & date

Name
Executive Order
no. 769 of
27 June 2011		 Executive Order on Good Business Practice for Financial Undertakings, investment associations etc. (pdf)
Executive Order
no. 746 of
28 June 2011		 Executive Order on marketing carried out by foreign investment undertakings in Denmark (pdf)
Executive Order
no. 345 of
15 April 2011		 Executive Order on Risk-Labelling of Investment Products (pdf)
Executive Order
no. 1347 of
3 December 2010		 Executive Order on countries and territories that are considered to be a high risk for money laundering or financing of terrorism (the FATF list) (pdf)
Executive Order
no. 1304 of
25 November 2010 		Executive Order on outsourcing significant areas of activity (pdf)
Executive Order
no. 1232 of
31 October 2010		 Executive Order on Large Exposures (pdf)
Executive Order
no. 505 of
12 May 2010 		Executive Order on Marketing Carried out by Foreign Investment Undertakings in Denmark (pdf)
Executive Order
no. 964 of
30 September 2009		 Executive Order on Investor Protection in connection with Securities Trading (pdf)
Executive Order
no. 277 of
3 April 2009		 Executive Order on calculation of qualifying interests (pdf)
Executive Order
no. 213 of
1 April 2008 		Executive Order on the use of derivative financial instruments by investment associations, special-purpose associations and approved restricted associations (pdf)

Executive Order
no. 1224 of
22 October 2007
(Excluding minor
amendments)

 Excecutive Order on Auditing Financial Undertakings etc. as well as Financial Groups (pdf)
Executive Order
no. 1222 of
19 October 2007 		Executive Order on Good Business Practice for Financial Undertakings (pdf)
Executive Order
no. 1468 of
12 May 2005 		Executive Order on Calculation of Risks by Hedge Associations (pdf)
Executive Order
no. 1445 of
21 December 2005
(Excluding minor
amendments)		 Executive Order on Marketing Carried out by Certain Foreign Investment Undertakings in Denmark (pdf)
Executive Order
no. 1363 of
15 December 2004
(Excluding minor
amendments)		 Executive Order on the rules of Procedure for the Financial Business Council (pdf)
Executive Order
no. 1168 of
1 December 2004
(Excluding minor
amendments)		 Executive Order on Book-Entry etc. of Investment Securities with a Central Securities Depository (pdf)
Executive Order
no. 732 of
1 July 2004
(Excluding minor
amendments)		 Executive Order on the Bookkeeping and Separation of Customer Funds by Investment Companies and Investment Management Companies (pdf)
Executive Order
no. 672 of
24 June 2004
(Excluding minor
amendments)		 Executive Order on the Use of Derivative Financial Instruments by Investment Associations, Special-Purpose Associations, Restricted Associations and Innovation Associations (pdf)
Executive Order
no. 1182 of
13 December 2003
(Excluding minor
amendments)		 Executive Order on Information in Prospectuses of Investment Associations, Special-Purpose Associations and Restricted Associations (pdf)
Executive Order
no. 1181 of
12 December 2003
(Excluding minor
amendments)		 Executive Order on Calculation of Issue and Redemption Prices for Subscription and Redemption of Units in Investment Associations and Special-Purpose Associations as well as in Restricted Associations (pdf)
Executive Order
no. 1178 of
10 December 2003
(Excluding minor
amendments)		 Executive Order on Marketing Carried out by Certain Foreign Investment undertakings in Denmark (pdf)
Executive Order
no. 1177 of
10 December 2003
(Excluding minor
amendments)		 Executive Order on Other Collective Investment Schemes (pdf)
Executive Order
no. 1176 of
5 December 2003
(Excluding minor
amendments)		 Executive Order on Core Tasks of Investment Associations, Special-purpose Associations, Restricted Associations, and Investment Management Companies (pdf)
Executive Order
no. 984 of
5 December 2003 		Executive Order on the Instruments and Contracts, in addition to those mentioned in annex 5 of the Financial Business Act, with which Banks and Investment Companies may carry out Services (pdf)
Executive Order
no. 979 of
4 December 2003 		Authorisation Procedure for Foreign Credit Institutions and Investment Firms which have been Authorised in a Country Outside the European Union with which the Community has not entered into an Agreement for the Financial Area and which intend to carry out Investment Service in Denmark (pdf)
Executive Order
no. 1027 of
12 December 2002
(Excluding minor
amendments)		 Executive Order regarding which Natural and Legal Persons may carry out Services in Connection with Securities Trading on a Commercial Basis without
Authorisation under the Investment Companies Consolidated Act (pdf)
Executive Order
no. 696 of
22 July 1996
(Excluding minor
amendments)		 Executive Order on Branches of Investment Companies with Registered Offices in a Country outside the European Union or Countries with which the Community has entered into an Agreement (pdf)


 

 

Created  22.06.2009  Edited  06.12.2011

Finanstilsynet
(Danish FSA)

Aarhusgade 110

2100 Copenhagen

Denmark

Phone: +45 33 55 82 82

Fax: +45 33 55 82 00 (out of order)

Finanstilsynet@ftnet.dk

Office hours:

Monday-Thursday 9.00-16.00

Friday 9.00-15.00