Warnings from other supervisory authorities 2011

Here you will find a list of warnings issued by financial supervisory authorities in EU/EEA-countries. You can also find a link to the database of alerts from IOSCO.

The Danish FSA has no specific knowledge to activities in Denmark for the companies mentioned in the warnings.

Find alerts from supervisory authorities outside EU/EAA-countries via the database from The International Organization of Securities Commissions (IOSCO).

• See IOSCO-database here

See list of warnings from previous years in the menu to the left. 

The list contains information about date of warning, name of the company with a warning and the country of the supervisory authority.

Warnings from supervisiory authorities in EU/EAA-countries in 2011

Date	Company	Country
30.12.2011	Westin International Inc.	United Kingdom
29.12.2011	Burlington Corporate Management	United Kingdom
28.12.2011	Eastman Pierce Partners Mergers and Acquisitions	United Kingdom
23.12.2011	Forest4YOU Capital S.A.	Luxembourg
22.12.2011	Citywide Associate	United Kingdom
22.12.2011	Tiger Consultants	United Kingdom
22.12.2011	Nippon Financial Partners	United Kingdom
21.12.2011	First Allied Capital	United Kingdom
21.12.2011	Sanwa Holdings	Austria
21.12.2011	New York Finance Company	United Kingdom
21.12.2011	Acquisitions 21 Pte. Ltd.	United Kingdom
21.12.2011	Platinum House Financial	United Kingdom
20.12.2011	Titan Invest PLC	Austria
20.12.2011	Nova Portfolio Management	United Kingdom
19.12.2011	Rendimientos & Plusvalías	Spain
19.12.2011	ibolution.blogspot.com	Spain
19.12.2011	Atlantic International Partnership	Spain
19.12.2011	Touch Financial (Clone of UK incorporated firm)	United Kingdom
19.12.2011	Anyoption Payment Services Ltd.	Italy
17.12.2011	Marsh & Reede Capital	Austria
16.12.2011	Space Energy AG	Sweden
16.12.2011	Global Asset Management	United Kingdom
16.12.2011	Ashford Financial Group	Norway
15.12.2011	Chesterfield Lyons	Sweden
14.12.2011	Alpha Brokers S.R.	United Kingdom
14.12.2011	Bloomfield Trust Management	United Kingdom
13.12.2011	Global Network Fiduciary LLC	United Kingdom
13.12.2011	Provideo Financial	Belgium
13.12.2011	Ellis Stanley Alden	Norway
13.12.2011	Boston Private Equity	Sweden
12.12.2011	Howard Gary & Company	Sweden
12.12.2011	Asian Capital Group	Sweden
09.12.2011	Ellis Stanley Alden, ESA Global	Sweden
09.12.2011	Dailey Securities, Inc.	Sweden
09.12.2011	Ellis Alden	Sweden
09.12.2011	Longwood Trading	Belgium
08.12.2011	MKL Business Services, LLC	United Kingdom
08.12.2011	Ashford Financial Group, AFG	Sweden
08.12.2011	Centaur Global Advisors	Sweden
08.12.2011	First Private Clients Ltd.	United Kingdom
07.12.2011	Premier Partners	Luxembourg
06.12.2011	Blackstone Asset Management	Sweden
05.12.2011	Friedman Global and Shanghai Derivatives Exchange, SHDEX	Sweden
05.12.2011	Platinum Funds Management	United Kingdom
02.12.2011	Kennedy Anderson Mergers & Acquisitions	Sweden
01.12.2011	Winterthur Fund Management	United Kingdom
01.12.2011	Nova Portfolio Management	United Kingdom
01.12.2011	Waight and Caffie Company Ltd.	United Kingdom
01.12.2011	Nova Portfolio Management	Jersey
01.12.2011	Nova UK Ltd.	Jersey
30.11.2011	Chenglong International	Norway
30.11.2011	Sarasin Funds Management (Guernsey) Limited	United Kingdom
30.11.2011	ROTHRIDGE CONSULTING GROUP	United Kingdom
30.11.2011	Grenfell and Blackrock Associates	United Kingdom
29.11.2011	Durdan Heyer Ltd.	United Kingdom
25.11.2011	Beaumont, Greene & Partners	United Kingdom
24.11.2011	MILLER WINSTON – WORLDWIDE MERGERS AND ACQUISITIONS	United Kingdom
24.11.2011	MRC markets	France
24.11.2011	AMK Trust Ltd.	United Kingdom
23.11.2011	H.Y. Markets	United Kingdom
22.11.2011	Eclipse Advisory B.V.	Austria
22.11.2011	GRAF-Kantor OHG	Sweden
22.11.2011	M.S. Global	United Kingdom
21.11.2011	Sanwa Holdings	Sweden
18.11.2011	Sino Financial	United Kingdom
17.11.2011	Goldman Phillips	United Kingdom
17.11.2011	Beacon Pointe Securitie	United Kingdom
16.11.2011	UFX Bank	Belgium
16.11.2011	Quantum Finance Management Limited	Slovenia
16.11.2011	Isaac Paige Associates	United Kingdom
15.11.2011	First Standard Management	United Kingdom
15.11.2011	CulverHouse Capital	Luxembourg
14.11.2011	Management International Dublin Ltd.	United Kingdom
14.11.2011	PERTINAX 2010, S.L.	Spain
11.11.2011	An unknown company using www.guardian-sec.com	Malta
11.11.2011	Mandolin Resources	United Kingdom
11.11.2011	Nippon Financial Partners	Sweden
11.11.2011	Norwich Securities Corporation, NSC	Sweden
10.11.2011	Berg Commodities	Belgium
10.11.2011	Guardian Securities (Clone of FSA EEA Authorised Firm)	United Kingdom
10.11.2011	Chartered Investments	United Kingdom
09.11.2011	Global Direct Asset Management	Sweden
09.11.2011	Eastman Pierce Partners Mergers & Acquisitions	Sweden
09.11.2011	First Standard Management Limited	Ireland
08.11.2011	Strauss Capital Consultants	United Kingdom
07.11.2011	Morgan Premier Group	United Kingdom
07.11.2011	DMR Consulting, LLC	Sweden
07.11.2011	Nabsecurities Inc.	Sweden
07.11.2011	Drexel-Bearns Consulting Group	United Kingdom
03.11.2011	Wellington Management	United Kingdom
03.11.2011	Guardian Securities	United Kingdom
02.11.2011	Richardson & Foster Partners	United Kingdom
01.11.2011	FHM Associates/Fuller-Hathaway Moy Associates	United Kingdom
01.11.2011	Waytung Global	Norway
01.11.2011	Longwood Trading and SGCEX	Sweden
31.10.2011	Activa Financial Services Limited	Norway
28.10.2011	Securcorp	France
28.10.2011	Chenglong International	Austria
28.10.2011	CPI International	United Kingdom
28.10.2011	Cadden International Ltd.	United Kingdom
28.10.2011	Song Centea Financieringen	Belgium
27.10.2011	Warren Fisher & Associates	United Kingdom
25.10.2011	Alderton Consultants	United Kingdom
25.10.2011	Westgate & Greene Associates	United Kingdom
25.10.2011	McPherson Gordon Ltd.	Norway
25.10.2011	Bergmann & Co. International	Norway
24.10.2011	Greenfield and Associates	United Kingdom
24.10.2011	ANG Markets Ltd.	Cyprus
21.10.2011	MB Transfert Ltd.	Belgium
21.10.2011	Greenway Consultancy	United Kingdom
20.10.2011	Castle Rock Corporate Finance	United Kingdom
20.10.2011	Carlisle-Conroy Ventures	Sweden
20.10.2011	Thomson McKinnon Capital Corp.	Sweden
19.10.2011	NKP Financial	United Kingdom
18.10.2011	ATX Group and Houston Futures exchange, HOUFEX	Sweden
18.10.2011	Mathews Merger Management	Sweden
18.10.2011	Gold Asset Managers	United Kingdom
18.10.2011	Wilsone & Duffus (UK) Ltd.	United Kingdom
18.10.2011	Park Avenue Mergers & Acquisitions	United Kingdom
18.10.2011	Chenglong International	Sweden
18.10.2011	Alternative Investments Advisors	Belgium
18.10.2011	Bower Best Consultants and Equities Management Bureau	Belgium
17.10.2011	Westbrook Acquisition Authority	United Kingdom
11.10.2011	Edenstone Consulting	United Kingdom
11.10.2011	Fund Advisers Europe	United Kingdom
11.10.2011	Lakepointe Capital Advisors	Norway
10.10.2011	Central and Eastern European Markets Asset Management	United Kingdom
10.10.2011	GRUS CAPITAL MANAGEMENT	Spain
10.10.2011	REAL-BOT CAPITAL MANAGEMENT	Spain
10.10.2011	United Europe Business Group (UEBG)	Malta
07.10.2011	Kaimon Global	Norway
07.10.2011	Jinghua International Group	Sweden
07.10.2011	Tribune Assets Management Ltd.	Sweden
06.10.2011	Apps Finance, Malta Group	Malta
06.10.2011	Yellowdale	Malta
06.10.2011	Haynes - Hamilton Ventures	Sweden
06.10.2011	Global Capital Markets Worldwide, GCM	Sweden
05.10.2011	Powerhouse Corporate Finance	Norway
05.10.2011	Minsheng Corporation	Norway
05.10.2011	Credi Corp Securities	Norway
05.10.2011	1Global Venture Group	Norway
05.10.2011	Capital Edge Group	United Kingdom
04.10.2011	Global Financial Corp Worldwide, GFC	Sweden
04.10.2011	TrillionFX	Sweden
04.10.2011	McPherson Gordon Ltd.	Sweden
04.10.2011	Venture Partners Group and of Cooper Green	Belgium
04.10.2011	Vantagepro Asset Management	Belgium
03.10.2011	HK Pacific	Norway
03.10.2011	Elliot Management Consultancy Ltd.	Norway
03.10.2011	Litmus Capital Management Group	Sweden
03.10.2011	Cadman Mergers and Acquisition	United Kingdom
03.10.2011	www.unifinan.es	Spain
03.10.2011	MARKET & BUSINESS CONSULTING ADVICE, S.L.	Spain
03.10.2011	CONSULTING STRATEGY FINANCE, S.L.	Spain
30.09.2011	Synergy Capital	Sweden
30.09.2011	Financial Affairs Corporation	United Kingdom
29.09.2011	Harbert European Fund Advisors	United Kingdom
27.09.2011	Bradley Associates	Belgium
26.09.2011	Mélice Stock Market	Belgium
22.09.2011	CoachTrader	France
21.09.2011	Seagram Services Ltd	United Kingdom
21.09.2011	Investors Management Services	United Kingdom
20.09.2011	Fischer & Schultz Independant Financial Advisors	United Kingdom
19.09.2011	Harrison Research (AG)	United Kingdom
19.09.2011	Savoy Investment Management (Clone of FSA authorised firm)	United Kingdom
15.09.2011	Alternatives Research Group	United Kingdom
15.09.2011	Peterson Advisors Limited	United Kingdom
15.09.2011	SGS Consultants Limited	United Kingdom
15.09.2011	Advent Capital GmbH	United Kingdom
15.09.2011	Maji Capital Partner	United Kingdom
12.09.2011	Financial Improve 2008, S.L.	Spain
12.09.2011	AMR Business Services LLC	United Kingdom
12.09.2011	Victory Suisse	France
09.09.2011	Square Mile Financial	United Kingdom
09.09.2011	Antek Global Consultants Ltd.	United Kingdom
09.09.2011	Corporate One Asset Management (updated)	Sweden
09.09.2011	Castle Rock Corporate Finance	Sweden
08.09.2011	Berrington Fund Management	United Kingdom
08.09.2011	Taylor Mannis	United Kingdom
07.09.2011	Trias ltd	United Kingdom
06.09.2011	Bull Invest also trading as Bull Investment Advisors	United Kingdom
06.09.2011	Ascensus International and Ascensus Direct	United Kingdom
06.09.2011	Global Capital Management	Sweden
06.09.2011	Lee Byers Ltd	Sweden
06.09.2011	Innis Financial Service LLC	United Kingdom
05.09.2011	Synergy Europe	United Kingdom
02.09.2011	Arsu Asset Recovery Solutions	United Kingdom
02.09.2011	Brenner and Associates	United Kingdom
02.09.2011	Investment Capital Consultants	United Kingdom
02.09.2011	Gatemore Capital Management	United Kingdom
01.09.2011	Square Mile Financial	United Kingdom
01.09.2011	Hardwicke Advisory	United Kingdom
31.08.2011	Easton Corporate Finance	United Kingdom
31.08.2011	Belvedere Capital Partners	United Kingdom
30.08.2011	Phoenix Cooper Financial	United Kingdom
29.08.2011	Farrel, Thornton, Lloyd & Brown	Sweden
26.08.2011	Hartford Asset Management	Sweden
26.08.2011	Lincoln Equity Partners	Sweden
26.08.2011	Paragon International	United Kingdom
26.08.2011	Ritter Group	Austria
26.08.2011	Hanglung Group	Austria
26.08.2011	Atlantis Financial	Austria
25.08.2011	Miller Consulting Group	United Kingdom
25.08.2011	Ambros Group	United Kingdom
25.08.2011	Navasota Group	Austria
24.08.2011	Sterling Finance AG	United Kingdom
23.08.2011	International Mergers, Inc.	Sweden
23.08.2011	Taft MacKenzie Ventures, TMV	Sweden
23.08.2011	Chelsea Asset Management	United Kingdom
23.08.2011	Milton Financials	United Kingdom
20.08.2011	Kaimon Global and Japan Options and Futures Exchange, JOFX	Sweden
20.08.2011	Marcus & Company Inc.	Austria
19.08.2011	Barrington Group	United Kingdom
19.08.2011	Polaris Capital Management	United Kingdom
18.08.2011	Atlantic Capital Trust LLC	United Kingdom
18.08.2011	Menzies & Co.	United Kingdom
17.08.2011	Moorgate Capital Advisors (clone of FSA authorised firm)	United Kingdom
15.08.2011	STJ Advisors	United Kingdom
12.08.2011	Powerhouse Corporation Finance	United Kingdom
11.08.2011	Churchill Capital also trading as Churchill International Group	United Kingdom
11.08.2011	Quantum Partners Ltd	United Kingdom
11.08.2011	Apollo Tiger Fund	United Kingdom
10.08.2011	Smart Trade FX	Cyprus
09.08.2011	Sanford Hale & Co.	United Kingdom
09.08.2011	Charles Lefevre and Koncept Marketing	Belgium
09.08.2011	Final Hurdle Ltd	United Kingdom
08.08.2011	Intuition Capital Corporation	United Kingdom
08.08.2011	Alternative Investments Advisors	United Kingdom
05.08.2011	Glencore Internatilnal Plc	United Kingdom
05.08.2011	Swiss Financial Research AG	United Kingdom
04.08.2011	AC Alternative	United Kingdom
04.08.2011	Westminster Financial Services	United Kingdom
04.08.2011	Montrose Group	United Kingdom
03.08.2011	Capstone Financial Group UK	United Kingdom
03.08.2011	Blue Sky Management	United Kingdom
03.08.2011	Hewitt & Stern	United Kingdom
02.08.2011	Ace EU Markets	United Kingdom
02.08.2011	Mount Vernon Equities Inc.	United Kingdom
01.08.2011	Greyson Consulting Group	United Kingdom
01.08.2011	Madison Avenue Mergers & Acquisitions	United Kingdom
01.08.2011	RED HOUSE CAPITAL PARTNERS, S.L.	Spain
01.08.2011	QUATERMAAN BROTHERS GESTIÓN, S.L.	Spain
01.08.2011	MERCADIVISAS INTERNACIONAL, S.A.	Spain
30.07.2011	Forextradingservice AG Ltd.	Austria
30.07.2011	CEEM Central & Eastern European Markets Asset Management	Austria
30.07.2011	World Trade Institute	Austria
30.07.2011	Donaldson and Turner Ltd.	Austria
29.07.2011	Crawford & Knight	United Kingdom
29.07.2011	NAB Securities, Inc.	Norway
29.07.2011	Mundial Securities	Norway
28.07.2011	Kyodo Securities and Satori Group	France
28.07.2011	Manor Financial Management	United Kingdom
28.07.2011	Allendale Financial Services Limited 1959	United Kingdom
28.07.2011	Cristos Investments SA	United Kingdom
27.07.2011	Butler Investment Managers	United Kingdom
27.07.2011	Global Investment Group	United Kingdom
27.07.2011	First Investment International Funds Plc	United Kingdom
26.07.2011	Peak Power Direct	United Kingdom
26.07.2011	Belgrave Capital Management	United Kingdom
21.07.2011	Fairvesta	France
19.07.2011	Richard Davies Investors Limited	United Kingdom
19.07.2011	SVL Asset Management	United Kingdom
18.07.2011	Sunway International	Norway
18.07.2011	ATM Capital	Norway
18.07.2011	Business Castle Fenix, S.L.	Spain
18.07.2011	Mercadia Asesores, S.A.	Spain
18.07.2011	The Roiet Trading	Spain
18.07.2011	Search Profit Corporation, S.L.U.	Spain
15.07.2011	Delta West Financial Management	Norway
15.07.2011	SGS Consultants Limited	Norway
14.07.2011	Best Select Finanz	United Kingdom
14.07.2011	Brentwood Capital Ventures	United Kingdom
13.07.2011	Moretti Associates and Lantau International	Belgium
13.07.2011	Axa Rosenberg Investment Management Ltd.	United Kingdom
13.07.2011	Global One International	United Kingdom
13.07.2011	Miller & Parker Consulting Group	United Kingdom
07.07.2011	R.A. Lafferty Inc.	United Kingdom
06.07.2011	Invesco Perpetual - Invesco Gold & Precious Metals Fund	United Kingdom
06.07.2011	International Regulation Services	United Kingdom
05.07.2011	Peregrine International Consulting Group	United Kingdom
05.07.2011	Johnson & Sterling Consultancy Services	United Kingdom
04.07.2011	Fin-Svetovanje	Slovenia
01.07.2011	Financial Services Regulatory Authority of Belgium	Belgium
01.07.2011	FG Solutions International	Belgium
30.06.2011	AZ Markets	United Kingdom
30.06.2011	Corporate One Asset Management	United Kingdom
29.06.2011	Cayo Flow Capital	Cyprus
28.06.2011	Globalbanc Financial Services Limited	United Kingdom
28.06.2011	BvB Development SA	Belgium
28.06.2011	First Inc Limited	United Kingdom
24.06.2011	Trafalgar International	Belgium
24.06.2011	Leggmason Investors Asset Managers plc	United Kingdom
23.06.2011	Columbia Direct Corp	United Kingdom
23.06.2011	Yoshida Corp.	Sweden
23.06.2011	Werner Group International	Sweden
23.06.2011	DC Financial	Sweden
23.06.2011	Eagle Star International Services Ltd.	United Kingdom
22.06.2011	Blackbird Leys Credit Union Ltd.	United Kingdom
22.06.2011	Broche Capital Advisors	United Kingdom
22.06.2011	Epicon Financial	United Kingdom
22.06.2011	Blackstone	United Kingdom
21.06.2011	New York Global Group, Inc.	Sweden
20.06.2011	Corporate One Asset Management	Sweden
20.06.2011	First Initial Asset Management	United Kingdom
17.06.2011	Evolution Securities	United Kingdom
17.06.2011	Apex Holdings	United Kingdom
17.06.2011	Hesketh Leihner and Beijing Futures Exchange, BFEX	Sweden
17.06.2011	Progress Advisors LLC	United Kingdom
16.06.2011	Square Mile Finance	United Kingdom
16.06.2011	Atlantic International Partnership	Norway
16.06.2011	Shengtai Group	Norway
16.06.2011	Marcus & Company Inc.	Norway
15.06.2011	Invesco Perpetual	United Kingdom
14.06.2011	Guardian Creative Tax Planners and of Guardian International Ltd.	Belgium
14.06.2011	Adaptis Group - Insurance Broker & Finance SPRL	Belgium
14.06.2011	Wolf Investment Solutions	United Kingdom
14.06.2011	Bolero BPO LLC	United Kingdom
13.06.2011	LEK Consulting Group	United Kingdom
13.06.2011	Sanford C. Bernstein Limited	United Kingdom
10.06.2011	Prestige Property Portfolio	Belgium
10.06.2011	Plaza-Capital Ltd	Cyprus
10.06.2011	SGS Consultants Limited	Sweden
10.06.2011	New York Global Group, Inc.	Sweden
09.06.2011	Panmure Gordon & Co.	United Kingdom
09.06.2011	JLS Capital Group	United Kingdom
08.06.2011	Baker & Higgs Asset Management	Austria
08.06.2011	Strategic Private Equity Group	Austria
08.06.2011	Courtney Brown Group	Luxembourg
08.06.2011	Bridport Advisory	United Kingdom
07.06.2011	Mercier and Clark	France
07.06.2011	Ryhat Establishment Investment Trust	Luxembourg
07.06.2011	The Lightman Associates	United Kingdom
07.06.2011	Crossley Acquisitions	United Kingdom
07.06.2011	Reliance Asset Management Ltd.	Sweden
06.06.2011	Courtney Brown Group	United Kingdom
03.06.2011	Citi Capital Partnership	United Kingdom
03.06.2011	SVM Ireland	United Kingdom
03.06.2011	Panmure Gordon & Co	United Kingdom
03.06.2011	Tortola Capital	Ireland
03.06.2011	Futuro Financial	Ireland
03.06.2011	Andreas Braasch	United Kingdom
02.06.2011	SPS Investment Products	United Kingdom
02.06.2011	SPS Investments GmbH	United Kingdom
01.06.2011	Strategic Management, Inc. and International Bureau Trade Commission	Sweden
01.06.2011	Asset Restoration Facility	United Kingdom
30.05.2011	Octagon Financial Group	United Kingdom
30.05.2011	Apex Holdings Ltd.	Sweden
30.05.2011	Marcus & Company Inc.	Sweden
30.05.2011	Magnis Global	Sweden
30.05.2011	Delta West Financial Management	Sweden
27.05.2011	First Inc Ltd.	Norway
26.05.2011	CDV Investments (Europe)	Austria
26.05.2011	Goldberger & Decadenet	United Kingdom
25.05.2011	Syndicated Wealth Group	Austria
25.05.2011	William Smith and Company	Austria
24.05.2011	Drexel Lambert Mergers and Acquisitions	United Kingdom
23.05.2011	Escrow Advisory Group/Escrow Advisory Ltd.	United Kingdom
23.05.2011	Clayton Pressman Ivy International	United Kingdom
20.05.2011	Landen Options and Futures	Belgium
20.05.2011	RDS Commodities	United Kingdom
20.05.2011	Berkeley Capital Finance/Berkeley Finance Group	United Kingdom
19.05.2011	Lyndon Pearce	United Kingdom
18.05.2011	Zenith Bank Credit Services	Norway
17.05.2011	Trendex Research UK	United Kingdom
17.05.2011	Close Capital Investments	United Kingdom
17.05.2011	Elite Independent Financial Advisers	United Kingdom
16.05.2011	Wolf Investment Solutions	Norway
16.05.2011	Trendex Research UK	United Kingdom
13.05.2011	First Inc Limited	Sweden
13.05.2011	Bright Bridge Wealth Management Inc.	United Kingdom
12.05.2011	Capital Invest Trading	United Kingdom
12.05.2011	GORDON GROUP SERVICES	United Kingdom
12.05.2011	Hardwicke Advisory	United Kingdom
11.05.2011	Apex Stock Transfer Inc.	United Kingdom
10.05.2011	GREEN PLANTS INVESTMENT MANAGEMENT Ltd.	Malta
10.05.2011	Brachmann Inter Dealer Services	United Kingdom
10.05.2011	Elite EEA Investment Portfolio	United Kingdom
09.05.2011	Wolf Investment Solutions	Sweden
06.05.2011	Roiet Trading	Luxembourg
06.05.2011	Altanus Limited (Swiss Money Report)	Norway
06.05.2011	Lantau International	Austria
05.05.2011	Mercier and Clark Partners	United Kingdom
05.05.2011	iTaxation Corporation Ltd	United Kingdom
04.05.2011	Worldwide Risk Consultants	United Kingdom
03.05.2011	Cartwright Investment Group	United Kingdom
03.05.2011	International Investor Commission	United Kingdom
03.05.2011	Mitsui Holdings	Norway
29.04.2011	Guardian International	Norway
28.04.2011	Chesterfield Ltd	United Kingdom
28.04.2011	Charles Schwartz International	United Kingdom
27.04.2011	WESTBOROUGH LLC	United Kingdom
27.04.2011	Shaffer Lienhard and Beijing Mercantile Exchange, BEMEX	Sweden
27.04.2011	Brookes & Associates	United Kingdom
26.04.2011	Kapital Pool 2010 CP2010 Ltd.	Austria
26.04.2011	Connelly Peterson Ltd.	Sweden
26.04.2011	Securities Trading Commission	United Kingdom
26.04.2011	Greengate Advisors	United Kingdom
26.04.2011	Macintyre Schaffer	United Kingdom
25.04.2011	BOY MALON 21, S.L. (EUROPEAN FINANCIAL SERVICES)	Spain
25.04.2011	MACMILLAN FINE INTERNATIONAL	Spain
21.04.2011	Dynamic Wealth Management	France
21.04.2011	Genève Invest	France
21.04.2011	Abberley Capital	United Kingdom
19.04.2011	DISTRESSED ACQUISITIONS COMMISSION	United Kingdom
19.04.2011	TPG Securities	Ireland
19.04.2011	Lantau International	Norway
19.04.2011	Moretti Associates	Norway
19.04.2011	Excelsus Business Services	Norway
18.04.2011	JEFFERSON BROOKES	United Kingdom
18.04.2011	EDGELAKE MERGERS & ACQUISITIONS	United Kingdom
18.04.2011	Ovannis Capital	Spain
18.04.2011	Barvetii Wealth Consultants	Spain
18.04.2011	4usignals.com	Cyprus
15.04.2011	Commonwealth Alliance Corporation	Sweden
15.04.2011	Wilkinson Bennings Securities	Sweden
15.04.2011	New Outlook Management Group	Sweden
14.04.2011	Thomas Anderson Advisory	United Kingdom
13.04.2011	Global World Acquisitions	United Kingdom
13.04.2011	William Campbell Company	United Kingdom
13.04.2011	Cromwell and Goodwin	United Kingdom
12.04.2011	Williams Corporation Ltd.	Austria
12.04.2011	Madison Advisory Group	United Kingdom
12.04.2011	Weizmann & Young	United Kingdom
12.04.2011	Hamilton House International	United Kingdom
12.04.2011	St. James Wealth	United Kingdom
11.04.2011	Bolsarentable Asesores Financieros	Spain
11.04.2011	Baker & Higgs Asset Management	Sweden
11.04.2011	Woodward Gordon Capital International	Sweden
11.04.2011	Advance Partners LLC	Sweden
08.04.2011	Bank Sewell & Raydell	Luxembourg
07.04.2011	TradeLikeTom	Luxembourg
07.04.2011	JSM Financial	Austria
07.04.2011	Global Lifestyle Group S.A.	Austria
06.04.2011	GMM Equity Holding	United Kingdom
06.04.2011	Starke Wealth Management	United Kingdom
06.04.2011	Wolfgang Investment Group	United Kingdom
06.04.2011	Walker Bryan Securities	United Kingdom
06.04.2011	TPG Securities	United Kingdom
06.04.2011	NC Advisory Ltd.	United Kingdom
06.04.2011	Black Swan Wealth Management	United Kingdom
06.04.2011	Omnivest Ltd.	Cyprus
05.04.2011	Eastman Asset Management	Sweden
04.04.2011	Bellfield Internacional Españia, S. L.	Spain
29.03.2011	Assure.se	Sweden
29.03.2011	Rosenthal & Goldberg Associates	Austria
29.03.2011	Parker & Boyd	Austria
29.03.2011	Sandford Halle & Co.	Austria
28.03.2011	Proyectalia Grupo Empresarial, S. L.	Spain
25.03.2011	CDV Investments	Untied Kingdom
24.03.2011	Impact Finance	Norway
24.03.2011	Hersh Edelman	Austria
23.03.2011	Electronic Money Inc.	Cyprus
22.03.2011	Ruben Katz Company Ltd.	Cyprus
22.03.2011	Harris James Associates	United Kingdom
22.03.2011	Luremo BVBA	Belgium
21.03.2011	Breisach Liebman and Kyoto Mercantile Exchange, KMEX	Sweden
21.03.2011	Delap Capital Services	Sweden
21.03.2011	Swiss Corp. International	Sweden
18.03.2011	Mayfair Capital Investments	United Kingdom
18.03.2011	International Board of Mergers and Acquisitions	United Kingdom
18.03.2011	Syndicated Wealth Group	Sweden
18.03.2011	Prime Acquisitions Group, Inc.	Sweden
18.03.2011	Santander Investment Securities Group	Sweden
16.03.2011	Rattenbury Group	United Kingdom
16.03.2011	B Gold International LLC	United Kingdom
16.03.2011	Walter Parker Group	United Kingdom
16.03.2011	Cooper Company Management	United Kingdom
16.03.2011	Hypo Ventura Capital	United Kingdom
16.03.2011	Windgate Security Management	Sweden
16.03.2011	Sternwood Business Services	Sweden
16.03.2011	Rosenthal & Goldberg Associates	Sweden
16.03.2011	Price Webb Associates	United Kingdom
15.03.2011	Mathisen Financial	United Kingdom
15.03.2011	Raisino Holdings Ltd	Cyprus
14.03.2011	Lombard Grand Financials	United Kingdom
14.03.2011	Independent Private Consultants	United Kingdom
11.03.2011	Charles Schwab	United Kingdom
11.03.2011	Alliance Investment Group	United Kingdom
10.03.2011	Alranus Limited	France
10.03.2011	Abbotts Investment Group	United Kingdom
10.03.2011	Rayburn Watson and Associates	United Kingdom
10.03.2011	Occidental Capital Partners	Untied Kingdom
10.03.2011	William Smith Services Authority	United Kingdom
10.03.2011	Lexington Direct	United Kingdom
07.03.2011	Fiss Finance	Slovenia
04.03.2011	Ideal Merger Group	United Kingdom
04.03.2011	Bryant Shaw LLC	United Kingdom
04.03.2011	Global Equity Partners/GE Partners	United Kingdom
02.03.2011	Steiner Haus Capital	United Kingdom
02.03.2011	Standard Hokori Group	United Kingdom
02.03.2011	Diversified Portfolio Management Invest	United Kingdom
01.03.2011	Unique Asset LLC, hong Kong Exchanges and Clearing Limited	Austria
28.02.2011	American Taxation	United Kingdom
28.02.2011	Invest Direct Group	United Kingdom
28.02.2011	Alan Woods	United Kingdom
28.02.2011	Inter-Citi Capital	United Kingdom
28.02.2011	Trinity Options and Futures Group	United Kingdom
28.02.2011	Hoxton Associates	United Kingdom
28.02.2011	Anderson Goldstein	United Kingdom
28.02.2011	Groen Belang	The Netherlands
28.02.2011	Integrated Investment Group	United Kingdom
25.02.2011	Black Rose Financial	United Kingdom
25.02.2011	Summit Holdings	United Kingdom
25.02.2011	New Waterford Ltd	United Kingdom
25.02.2011	Brooks and Hawthorne Consulting Ltd	United Kingdom
25.02.2011	Virtual Trade Inc™	Sweden
25.02.2011	Edgelake M&A	Sweden
25.02.2011	Standard Hokori Group	Sweden
23.02.2011	Moretti Associates	Austria
23.02.2011	Option10	Cyprus
21.02.2011	Orion International Trading	United Kingdom
21.02.2011	Stanton Goldstein	United Kingdom
21.02.2011	Berrscott, Elliott & Associates	United Kingdom
21.02.2011	Axis Corporate Finance	United Kingdom
21.02.2011	ABC Finance	United Kingdom
21.02.2011	Iberia Securities	Spain
21.02.2011	Dealers Quality Consulting, S.L.	Spain
21.02.2011	Close on, S.L.	Spain
21.02.2011	Jorge Rafael Calderón Zamanillo	Spain
21.02.2011	Barbell Duh	Spain
21.02.2011	Travel Rule, S.L.	Spain
21.02.2011	M. S. Global	United Kingdom
21.02.2011	Asset Trust Management	United Kingdom
21.02.2011	Ideal Merger Group	Sweden
15.02.2011	FXOpen Investments Inc.	Cyprus
15.02.2011	Pesmir Trading S.A.	Spain
15.02.2011	Pan Asia Brokers & Consultants Ltd	Cyprus
14.02.2011	John Windsor and associates	United Kingdom
14.02.2011	Kyodo Securities	Norway
11.02.2011	The Bank Street Securities/TBS Securities	United Kingdom
09.02.2011	Sidstone, Gray & Partners	United Kingdom
09.02.2011	Jacobson Group	United Kingdom
08.02.2011	RBEF Limited	United Kingdom
08.02.2011	International Stock Transfer Administration	United Kingdom
08.02.2011	Global Hedge Fund Group Ltd.	Austrian
08.02.2011	Worldwide Finance Marketing Services	Austrian
07.02.2011	Optis Group LLC and 48 Wall Street 1 Suite 1100	United Kingdom
07.02.2011	Vaughan Equities, LLC.	Sweden
04.02.2011	Global Quest Consultancy Services, Inc.	Sweden
04.02.2011	Rattenbury Group	Sweden
04.02.2011	Spring Finance	Norway
04.02.2011	New Century Capital	Austria
04.02.2011	Swiss Group & Partner	Austria
03.02.2011	Vantage Equity and Via Vincenzo Monti	United Kingdom
03.02.2011	Eaton Capital Americas	Norway
02.02.2011	Energy Group International	United Kingdom
02.02.2011	SeeWest Holdings Ltd.	Cyprus
01.02.2011	Black Rose Financial	Sweden
01.02.2011	Hersh Edelman	Sweden
01.02.2011	Wheeler Asset Group	Sweden
01.02.2011	HardWicke Advisory and Kuala Lumpur Plaza	United Kingdom
29.01.2011	Empresa Minera (Bergbau) AG	Austria
26.01.2011	Bellview Financial	Norway
25.01.2011	Morgan Finch International	Austria
21.01.2011	Kyodo Securities	Sweden
21.01.2011	Windcrest Management Solution, Ltd.	Sweden
21.01.2011	Vivant Financial S.A.	Luxembourg
21.01.2011	Finicheck PLC	Austria
17.01.2011	Guardian International Ltd.	Sweden
17.01.2011	Western Global Capital Management	Sweden
07.01.2011	Dachser Global Markets	Austria
07.01.2011	Mancini Associates	Norway
07.01.2011	Masters Financial Corporation	Norway
04.01.2011	liqua GbR	Austria