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Warnings from other supervisory authorities

Here you will find a list of warnings issued by financial supervisory authorities in EU/EEA-countries. You can also find a link to the database of alerts from IOSCO.

The Danish FSA has no specific knowledge to activities in Denmark for the companies mentioned in the warnings.

Find alerts from supervisory authorities outside EU/EAA-countries via the database from The International Organization of Securities Commissions (IOSCO).

See list of warnings from previous years  the menu to the left.

The list contains information about date of warning, name of the company with a warning and the country of the supervisory authority.

Warnings from supervisiory authorities in EU/EAA-countries in 2012

Date

Company

Country
06.02.2012 Asian Capital Group United Kingdom
03.02.2012 Di-La & Thalia Assurances Belgium
02.02.2012 Wellington Management United Kingdom
02.02.2012 Pacific Alliance Mergers & Acquisitions Limited United Kingdom
01.02.2012 Hammond Global Solutions LLC United Kingdom
31.01.2012 LUX Investment Group Austria
31.01.2012 Werner Group International Belgium
31.01.2012 MMM-2011 Lithauania
31.01.2012 Blackstone Royalty Corporation Sweden
30.01.2012 Welborn Capital LLC United Kingdom
30.01.2012 Bellview Financial United Kingdom
26.01.2012 Mathews Merger Management United Kingdom
26.01.2012 Lima Resource Partners Inc. United Kingdom
26.01.2012 Global Equities Capital Markets (Clone of FSA EEA authorised /authorised firms) United Kingdom
25.01.2012 Reliance Asset Management Ltd. United Kingdom
25.01.2012 West Mill Associates United Kingdom
24.01.2012 IBG & Associates United Kingdom
24.01.2012 Manhattan Corporate Transfers United Kingdom
24.01.2012 New Dynamic Group United Kingdom
23.01.2012 Alvaro Gombau Asesores Empresariales, S.L. Spain
23.01.2012 Lima Resource Partners Inc. United Kingdom
23.01.2012 Cantata Equity Management, LLC United Kingdom
23.01.2012 Synergy Capital, LLC United Kingdom
20.01.2012 Winchester Consultancy Group (USA) Ireland
20.01.2012 Salamon & Tate Consulting Group Ireland
19.01.2012 Edward Jones Group United Kingdom
19.01.2012 Bingham Consulting Group United Kingdom
19.01.2012 Swiss & Global Asset Management (Clone of FSA authorised firm) United Kingdom
18.01.2012 Mizuho Holdings Headquarters Austria
18.01.2012 FIMB International Remittance Bank Sweden
18.01.2012 Eldridge Financial Sweden
18.01.2012 B Cooke Ltd. Sweden
18.01.2012 Carbon Wealth Advisors Sweden
17.01.2012 Lux Investment Group Luxembourg
17.01.2012 Global Analytical Solutions United Kingdom
17.01.2012 Litmus Capital Management Group United Kingdom
17.01.2012 East Fund Management United Kingdom
16.01.2012 Sustainable Investments Spain
14.01.2012 Kayabas Headquarters Austria
13.01.2012 Equinox Ventures Corporation Sweden
13.01.2012 ALAFX Markets Limited Cyprus
12.01.2012 GIGA INVEST (Clone of previously FSA EEA authorised firm) United Kingdom
11.01.2012 Litmus Capital Management Group United Kingdom
09.01.2012 Salamon and Tate Consulting Group United Kingdom
06.01.2012 Fenton Power International Portugal
06.01.2012 Royal Alliance UK Group Portugal
05.01.2012 The Clayton Group United Kingdom
04.01.2012 Connors Thompson Reed United Kingdom
03.01.2012 Capitol Acquisition Management Inc. United Kingdom
03.01.2012 Opes Capital Inc. United Kingdom

Created  27.01.2011  Edited  07.02.2012

See also

Finanstilsynet
(Danish FSA)

Aarhusgade 110

2100 Copenhagen

Denmark

Phone: +45 33 55 82 82

Fax: +45 33 55 82 00 (out of order)

Finanstilsynet@ftnet.dk

Office hours:

Monday-Thursday 9.00-16.00

Friday 9.00-15.00